Peter Shea
Professional summary
Peter Shea, who also goes by Peter R Shea, Peter R. Shea, Peter R Sheu, is a registered financial professional currently at TRADEWEB LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2011. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Shea's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2026 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167June 9, 2025 - April 8, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 2025 - April 8, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 2023 - October 24, 2024
FRANKLIN DISTRIBUTORS, LLC
January 10, 2023 - February 27, 2023
FIRST BROKERS SECURITIES LLC
October 11, 2016 - December 17, 2020
FIRST BROKERS SECURITIES LLC
September 1, 2016 - October 6, 2016
TULLETT PREBON FINANCIAL SERVICES LLC
July 9, 2012 - September 15, 2016
ICE BONDS SECURITIES CORPORATION
November 5, 2011 - July 5, 2012
B. RILEY WEALTH MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2026)
Exams
FINRA
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
