AO
Anthony L. Olivieri
DUNHAM LANE CAPITAL PARTNERS LLC
GREENWICH, CT 06830
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CRD#: 5547700
AO
Professional summary
Anthony Louis Olivieri, who also goes by Anthony L Olivieri, is a registered financial advisor currently at DUNHAM LANE CAPITAL PARTNERS LLC located in Greenwich, Connecticut.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Anthony has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony L Olivieri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANYAN REAL ESTATE GROUP, LLC (TO BE FORMED)
MIAMI, FLORIDA
BUSINESS INVESTMENT RELATED
AFFILATION BEGAN: OCTOBER 2012
TITLE: FOUNDING PRINCIPAL
DUTIES: IDENTIFYING AND SELECTING PROSPECTIVE PROPERTY INVESTMENTS AND MONITORING PORTFOLIO PERFORMANCE.
NO TIME DEVOTED DURING SECURITIES TRADING HOURS AND 25 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Louis Olivieri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2016 - Present
DUNHAM LANE CAPITAL PARTNERS LLC
Office #1: 777 West Putnam Avenue Suite 300, Greenwich, CT 06830RIA
CRD#: 283276
GREENWICH, CT
Past
July 8, 2010 - March 8, 2016
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 15, 2008 - August 18, 2008
BGC FINANCIAL, L.P.
BD
CRD#: 19801
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DL
DUNHAM LANE CAPITAL PARTNERS LLC
DUNHAM LANE CAPITAL PARTNERS LLC
CRD#: 283276 / SEC#: 801-117455
RIA
Registered Investment Advisory firm - (10/9/2019 Approved)Florida
Registered Investment Advisory firm - (10/29/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (11/20/2019 Terminated)New York
Registered Investment Advisory firm - (10/29/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/31/2019 Terminated)Texas
Registered Investment Advisory firm - (10/29/2019 Terminated)Virginia
Registered Investment Advisory firm - (11/4/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/5/2017)
IAR
Massachusetts(5/2/2016)
IAR
Texas(5/16/2018)
IAR
Virginia(1/11/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DL
DUNHAM LANE CAPITAL PARTNERS LLC
DUNHAM LANE CAPITAL PARTNERS LLC
CRD#: 283276 / SEC#: 801-117455
RIA
Registered Investment Advisory firm - (10/9/2019 Approved)Florida
Registered Investment Advisory firm - (10/29/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (11/20/2019 Terminated)New York
Registered Investment Advisory firm - (10/29/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/31/2019 Terminated)Texas
Registered Investment Advisory firm - (10/29/2019 Terminated)Virginia
Registered Investment Advisory firm - (11/4/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
777 West Putnam Avenue Suite 300, Greenwich, CT 06830
Mailing Address
Phone number
(203) 355-3639
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 235 |
| AUM (Assets Under Management) | $ 106,831,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
