MH
Michael J. Harvey
ALLSTATE FINANCIAL ADVISORS
ARVADA, CO 80005-5028
Some features on this profile are disabled
CRD#: 5546205
MH
Professional summary
Michael John Harvey, CFP®, who also goes by Michael J Harvey, Mike Harvey, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Arvada, Colorado and ALLSTATE FINANCIAL SERVICES, LLC located in Fort Worth, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael J Harvey | Mike Harvey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE RENEWALS, HARVEY FINANCIAL GROUP POSITION: not provided NATURE: Insurance Renewals INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2013 ADDRESS: 6495 High Cir, Morrison CO 80465, United States DESCRIPTION: None once I come to work at Allstate I will be just receiving renewals ROCKY MOUNTAIN BUSINESS LEADERS LLC POSITION: Owner NATURE: Amway (network marketing) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/23/1993 ADDRESS: 13954 Maxwell Blvd, Ft Worth TX 76179, United States DESCRIPTION: Establish down line and retail sales HARVEY RENTAL POSITION: Owner NATURE: Rental Home INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 13954 Maxwell Blvd, Fort Worth TX 76179, United States DESCRIPTION: Renting a house to Renters HARVEY RENTAL COLORADO POSITION: Owner NATURE: Property REntal INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 2537 Flintwood Rd, Franktown CO 80116, United States DESCRIPTION: Rent out property and duties associtaed with that HARVEY CATTLE BUSINESS POSITION: owner NATURE: Should be very minimal funds if any. I bought 2 cows at the auction, will have them on my property for about a month and then sell back. This is to get my ag exemption for property tax purposes. Funds will be used to buy more cows next year or just personal spending. In future years might build up to 4 to 6 cows. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 09/11/2024 ADDRESS: 2537 Flintwood Rd, Franktown CO 80116, United States DESCRIPTION: Should be very minimal funds if any. I bought 2 cows at the auction, will have them on my property for about a month and then sell back. This is to get my ag exemption for property tax purposes. Funds will be used to buy more cows next year or just personal spending EVERLAKE TRAIL COMMISSIONS POSITION: EFS NATURE: Receive trailing commissions INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/10/2025 ADDRESS: 13954 Maxwell Blvd, Fort Worth TX 76179, United States DESCRIPTION: Receive trailing commission
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Harvey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
May 21, 2014 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 7985 Allison Way Unit B, Arvada, CO 80005-5028RIA
CRD#: 109524
ARVADA, CO
Current
May 29, 2013 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #2: 7985 Allison Way Unit B, Arvada, CO 80005-5028BD
CRD#: 18272
Fort Worth, TX
Past
May 29, 2013 - May 20, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
WESTMINSTER, CO
Past
February 17, 2012 - May 14, 2013
INSTITUTE FOR WEALTH ADVISORS, INC.
RIA
CRD#: 149347
LITTLE ELM, TX
Past
February 8, 2010 - December 31, 2011
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ADDISON, TX
Past
January 19, 2010 - December 31, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ADDISON, TX
Past
September 29, 2008 - August 28, 2009
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
NEWARK, NJ
Past
June 19, 2008 - August 28, 2009
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/24/2023)
RR
Arizona(1/26/2022)
RR
California(7/11/2023)
RR
Colorado(5/20/2014)
RR
Florida(11/30/2016)
RR
Idaho(1/26/2016)
RR
Illinois(10/29/2021)
RR
Indiana(8/17/2015)
RR
Kansas(3/23/2022)
RR
Montana(7/19/2024)
RR
North Carolina(1/5/2023)
RR
Ohio(1/5/2023)
RR
Oregon(7/11/2023)
RR
Texas(5/29/2013)
IAR
Texas(11/3/2023)
RR
Washington(11/26/2018)
RR
Wisconsin(1/22/2024)
RR
Wyoming(10/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Arvada, CO 80005-5028TRUST BUT VERIFY
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