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JC

John D. Collins

ORCHARD SECURITIES
Pleasant Grove, UT 84062
Some features on this profile are disabled
CRD#: 5546172
JC

Professional summary


John Dereck Collins, who also goes by John Collins, Dereck Collins, is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.

John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Collins | Dereck Collins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Dereck Collins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 14, 2021 - Present

ORCHARD SECURITIES, LLC

Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
BD
CRD#: 133378
Pleasant Grove, UT
Past

January 23, 2019 - October 13, 2021

BLUEROCK CAPITAL MARKETS LLC

BD
CRD#: 136974
Newport Beach, CA
Past

January 16, 2018 - November 20, 2018

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
Laguna Niguel, CA
Past

February 22, 2017 - October 17, 2017

GRIFFIN CAPITAL SECURITIES, LLC

BD
CRD#: 37739
IRVINE, CA
Past

July 29, 2016 - November 1, 2016

STRATCAP SECURITIES, LLC

BD
CRD#: 151152
NEW YORK, NY
Past

August 1, 2014 - July 18, 2016

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

February 27, 2014 - August 18, 2014

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
NEWPORT BEACH, CA
Past

February 13, 2014 - August 18, 2014

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
NEWPORT BEACH, CA
Past

April 17, 2012 - June 14, 2013

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

July 11, 2011 - April 23, 2012

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
IRVINE, CA
Past

July 1, 2011 - April 23, 2012

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
IRVINE, CA
Past

May 2, 2009 - August 19, 2009

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
ENCINITAS, CA
Past

May 2, 2009 - August 19, 2009

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
ENCINITAS, CA
Past

January 9, 2009 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
ENCINITAS, CA
Past

January 9, 2009 - May 2, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
ENCINITAS, CA
Past

August 18, 2008 - December 4, 2008

EDWARD JONES

RIA
CRD#: 250
NEWBURY PARK, CA
Past

August 1, 2008 - December 4, 2008

EDWARD JONES

BD
CRD#: 250
NEWBURY PARK, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/14/2021)
RR
Utah
(10/15/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/14/2008
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


OS
ORCHARD SECURITIES, LLC
JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC

CRD#: 133378 / SEC#: , 8-66719

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Mailing Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Phone number
(801) 316-4301
Established
Utah since 09/27/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CREEKSIDE LAND DEVELOPMENT, LLCMEMBER
FAR VISIONS, LLCMEMBER
NORTH CANYON ENTERPRISES, LLCMEMBER
TOTTENHAM INVESTMENTS, LLCMEMBER
TRIPLE CROWN SECURITES, LLCMEMBER
BADALAMENTI, CHARLES RICHARDFINOP2065038
BRADBURN, KEVIN CHRISTOPHERMANAGER, CHIEF EXECUTIVE OFFICER2718206
GARRETT, TAYLOR WESTONPRESIDENT4829547
HART, ADRIENNE YOSTCHIEF COMPLIANCE OFFICER1510179

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ORCHARD SECURITIES, LLC

CRD#: 133378Pleasant Grove, UT 84062

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