CD
Charles A. Durakis
M&T SECURITIES
BALTIMORE, MD 21202
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CRD#: 5545651
CD
Professional summary
Charles Anthony Durakis III, who also goes by Charles Anthony Durakis, is a registered financial professional currently at M&T SECURITIES, INC. located in Baltimore, Maryland.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2020. Charles has worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Charles Anthony Durakis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Charles Anthony Durakis III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2020 - Present
M&T SECURITIES, INC.
Office #1: Executive One Light Street 17th Floor, Baltimore, MD, 21202BD
CRD#: 17358
BALTIMORE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/1/2025)
RR
Colorado(8/1/2025)
RR
Connecticut(8/1/2025)
RR
Delaware(8/1/2025)
RR
District of Columbia(8/1/2025)
RR
Florida(8/1/2025)
RR
Georgia(8/1/2025)
RR
Indiana(8/1/2025)
RR
Maine(8/1/2025)
RR
Maryland(2/14/2024)
RR
Massachusetts(8/1/2025)
RR
Nevada(8/1/2025)
RR
New Hampshire(8/1/2025)
RR
New Jersey(8/1/2025)
RR
New York(8/1/2025)
RR
North Carolina(8/1/2025)
RR
Ohio(8/1/2025)
RR
Pennsylvania(8/1/2025)
RR
Rhode Island(8/1/2025)
RR
Texas(8/1/2025)
RR
Vermont(8/1/2025)
RR
Virginia(8/1/2025)
RR
Washington(8/1/2025)
RR
West Virginia(8/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/4/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 9/1/2020
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
M&T SECURITIES, INC.
M&T DISCOUNT BROKERAGE SERVICES, INC. | M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1 Light Street Suite 2000, Buffalo, NY 14202
Mailing Address
1 Light Street, Baltimore, MD 21202
Phone number
(410) 244-4307
Established
New York since 11/13/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
901
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | PRINCIPAL FINANCIAL OFFICER/FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
