Anthony Wentzell

THRIVENT INVESTMENT MANAGEMENT

Orlando, FL 32801

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CRD#: 5545568

Professional summary

Anthony Wentzell, AIF®, who also goes by Anthony T Wentzell, Anthony Thomas Wentzell, Tony Wentzell, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Orlando, Florida.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Anthony has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony T Wentzell | Anthony Thomas Wentzell | Tony Wentzell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Wentzell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Anthony Wentzell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 15, 2024 - Present

THRIVENT INVESTMENT MANAGEMENT INC.

Office #1: 427 N Magnolia Ave, Orlando, FL 32801

RIA

CRD#: 18387

Orlando, FL

Current

October 18, 2024 - Present

THRIVENT INVESTMENT MANAGEMENT INC.

Office #1: 427 N Magnolia Ave, Orlando, FL 32801

RIA

CRD#: 18387

Orlando, FL

Past

July 8, 2024 - August 26, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

PLANO, TX

Past

July 5, 2024 - August 26, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

PLANO, TX

Past

April 29, 2022 - January 11, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Winter Park, FL

Past

March 7, 2022 - January 11, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Winter Park, FL

Past

August 13, 2021 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Winter Park, FL

Past

August 9, 2021 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Winter Park, FL

Past

August 6, 2021 - December 20, 2023

TD AMERITRADE, INC.

CRD#: 7870

Winter Park, FL

Past

April 1, 2021 - June 25, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MADISON, WI

Past

March 31, 2021 - June 25, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MADISON, WI

Past

February 5, 2020 - March 24, 2021

PLAN & ACT

RIA

CRD#: 148453

Windermere, FL

Past

March 16, 2017 - November 18, 2019

HARRISDIRECT LLC

RIA

CRD#: 42159

Altamonte Springs, FL

Past

March 14, 2017 - November 18, 2019

E*TRADE SECURITIES LLC

CRD#: 29106

Altamonte Springs, FL

Past

March 25, 2014 - July 20, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

ALTAMONTE SPRINGS, FL

Past

March 21, 2014 - July 20, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

ALTAMONTE SPRINGS, FL

Past

March 20, 2014 - July 20, 2016

TD AMERITRADE, INC.

CRD#: 7870

ALTAMONTE SPRINGS, FL

Past

November 21, 2013 - March 10, 2014

MORGAN STANLEY

RIA

CRD#: 149777

WINTER PARK, FL

Past

November 20, 2013 - March 10, 2014

MORGAN STANLEY

CRD#: 149777

WINTER PARK, FL

Past

September 26, 2008 - August 22, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

August 25, 2008 - August 22, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525

RIA

Registered Investment Advisory firm - SEC (5/18/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(1/15/2025)

IAR

District of Columbia
(1/21/2025)

Florida
(11/15/2024)

IAR

Florida
(11/15/2024)

Georgia
(1/3/2025)

Illinois
(1/2/2025)

Indiana
(1/2/2025)

Iowa
(1/2/2025)

Maryland
(1/3/2025)

Massachusetts
(1/2/2025)

Michigan
(1/2/2025)

Minnesota
(1/3/2025)

Missouri
(1/3/2025)

New York
(1/3/2025)

North Carolina
(1/2/2025)

Ohio
(1/6/2025)

South Carolina
(1/3/2025)

Tennessee
(1/3/2025)

Texas
(1/3/2025)

IAR

Texas
(1/3/2025)

Virginia
(9/18/2025)

Washington
(1/3/2025)

Wisconsin
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525

RIA

Registered Investment Advisory firm - SEC (5/18/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Mailing Address

600 Portland Avenue South, Minneapolis, MN 55415

Phone number

+1 (800) 847-4836

Established

Delaware since 07/29/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

3,846

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

THRIVENT INVESTMENT MANAGEMENT INC. ADVISORFLEX MANAGED VARIABLE ANNUITY PROGRAM (6/30/2025)

THRIVENT INVESTMENT MANAGEMENT INC MANAGED ACCOUNTS PROGRAM (6/30/2025)

THRIVENT INVESTMENT MANAGEMENT INC. DEDICATED PLANNING SERVICES (6/30/2025)

Direct owners and executive officers

Name	Position	CRD#
THRIVENT FINANCIAL HOLDINGS, INC.	OWNER
BIRR, THOMAS JOHN	VICE PRESIDENT	4148092
BOUSU, CALEB ANTHONY	DIRECTOR	7877353
CECERE, NICHOLAS M	DIRECTOR	1513551
GILCHRIST, TONIA NICOLE JAMES	CHIEF LEGAL OFFICER & SECRETARY	4777233
GOLIS, ANDREA CORIN	CHIEF COMPLIANCE OFFICER	1401462
JOHNSON, ARIKA VIKTORIA	DIRECTOR	5580869
JOHNSTON, PAUL ROBERTS	DIRECTOR	2065882
KLOSTER, DAVID JACOB	PRESIDENT	2523240
NORGARD, ANDREW DYLAN	TREASURER	6868385

Regulatory assets under management

Total Number of Accounts	48,940
AUM (Assets Under Management)	$ 17,499,525,490

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2024	Cover Page	Report
01/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony Wentzell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Wentzell's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Anthony Wentzell's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT INVESTMENT MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

PLAN & ACT

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2008

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2008

FINRA

Current Firm

THRIVENT INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

THRIVENT INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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