Ross Phillip Perlmutter
Professional Summary
Ross Phillip Perlmutter is a registered financial advisor currently at WELLINGTON FUNDS DISTRIBUTORS INC. located in Chicago, Illinois. Ross is registered as a RR (Registered Representative) and started their career in finance in 2021. Ross has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 3 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
WELLINGTON FUNDS DISTRIBUTORS INC. | WELLINGTON MANAGEMENT ADVISERS, INC
Contact Information
Main Address
280 Congress Street, Boston, MA 02210Mailing Address
280 Congress Street, Boston, MA 02210Phone Number
(617) 951-5000Established
Delaware since 10/29/2009Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLINGTON MANAGEMENT FUNDS HOLDINGS LLP | HOLDING COMPANY | — |
| COYNE, LAURA ANN ESQ. | DIRECTOR | 7053320 |
| KOPEC, CHRISTINA | DIRECTOR | 5929352 |
| MACKENZIE, BRENDAN MICHAEL | DIRECTOR | 5051963 |
| MEISNER, MATTHEW DAVID | CHIEF LEGAL OFFICER | 6043926 |
| MILLEN, SARAH MACKTEZ | CHIEF FINANCIAL OFFICER | 7116565 |
| SHANNON, MARY KEHOE | DIRECTOR | 6439388 |
| SHANNON, MARY KEHOE | PRESIDENT | 6439388 |
| WALSH, MELISSA JEAN | DIRECTOR | 8255606 |
| WILLIAMS, ASHLEY LEIGH | CHIEF COMPLIANCE OFFICER | 5498874 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/2/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ross Phillip Perlmutter's CRS (Customer Relationship Summary).
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