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JS

Jay S. Schilling

RESOLUTE INVESTMENT DISTRIBUTORS
Sarasota Springs, NY
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CRD#: 5544412
JS

Professional summary


Jay Scott Schilling, who also goes by Jay Schilling, is a registered financial professional currently at RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Sarasota Springs, New York.

Jay is registered as a RR (Registered Representative) and started their career in finance in 2010. Jay has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jay Schilling

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jay Scott Schilling's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 28, 2018 - Present

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 287788
Sarasota Springs, NY
Past

November 13, 2014 - March 1, 2018

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

June 2, 2014 - September 8, 2014

RS FUNDS DISTRIBUTOR LLC

BD
CRD#: 165753
SAN FRANCISCO, CA
Past

July 9, 2010 - June 2, 2014

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/1/2018)
RR
Alaska
(3/1/2018)
RR
Arizona
(3/1/2018)
RR
Arkansas
(3/1/2018)
RR
California
(2/28/2018)
RR
Colorado
(2/28/2018)
RR
Connecticut
(3/1/2018)
RR
Delaware
(2/28/2018)
RR
District of Columbia
(3/1/2018)
RR
Florida
(2/28/2018)
RR
Georgia
(2/28/2018)
RR
Hawaii
(2/28/2018)
RR
Idaho
(2/28/2018)
RR
Illinois
(2/28/2018)
RR
Indiana
(3/1/2018)
RR
Iowa
(3/1/2018)
RR
Kansas
(3/1/2018)
RR
Kentucky
(3/1/2018)
RR
Louisiana
(3/1/2018)
RR
Maine
(3/1/2018)
RR
Maryland
(2/28/2018)
RR
Massachusetts
(3/1/2018)
RR
Michigan
(3/1/2018)
RR
Minnesota
(3/1/2018)
RR
Mississippi
(2/28/2018)
RR
Missouri
(3/1/2018)
RR
Montana
(2/28/2018)
RR
Nebraska
(3/1/2018)
RR
Nevada
(3/1/2018)
RR
New Hampshire
(3/1/2018)
RR
New Jersey
(2/28/2018)
RR
New Mexico
(3/1/2018)
RR
New York
(2/28/2018)
RR
North Carolina
(3/1/2018)
RR
North Dakota
(2/28/2018)
RR
Ohio
(3/1/2018)
RR
Oklahoma
(2/28/2018)
RR
Oregon
(3/1/2018)
RR
Pennsylvania
(3/1/2018)
RR
Puerto Rico
(3/1/2018)
RR
Rhode Island
(3/1/2018)
RR
South Carolina
(3/1/2018)
RR
South Dakota
(3/1/2018)
RR
Tennessee
(2/28/2018)
RR
Texas
(2/28/2018)
RR
Utah
(3/1/2018)
RR
Vermont
(3/1/2018)
RR
Virginia
(3/1/2018)
RR
Washington
(2/28/2018)
RR
West Virginia
(3/1/2018)
RR
Wisconsin
(3/1/2018)
RR
Wyoming
(2/28/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 8/25/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RI
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788 / SEC#: , 8-69912

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Mailing Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Phone number
(817) 391-6100
Established
Delaware since 02/02/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RESOLUTE INVESTMENT MANAGERS, INC.SOLE SHAREHOLDER
MCKINNEY, TERRI LYNNDIRECTOR2967330
SEARS, CHRISTINA ELAINEVICE PRESIDENT2708589
STUMM, GREGORY JOHN JR.PRESIDENT, DIRECTOR, AND CEO4730753
WALL, STUART WESLEYCHIEF COMPLIANCE OFFICER2554023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788Sarasota Springs, NY

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