Adrian B. Becker

SAVVI FINANCIAL LLC

Waltham, MA 02452-8422

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CRD#: 5544336

Professional summary

Adrian B Becker is a registered financial advisor currently at SAVVI FINANCIAL LLC located in Waltham, Massachusetts.

Adrian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Adrian has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SAVVI FINANCIAL LLC, INVESTMENT RELATED, INVESTMENT ADVISER, 465 WAVERLEY OAKS RD, STE 315, WALTHAM, MA 02452, PARTNER, SINCE 09/2013, 20 HOURS/MONTH. LRMS LLC, NOT INVESTMENT RELATED, CONSULTING, BLUE BELL PA, PARTNER, STARTED 05/2006, 0 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian B Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2013 - Present

SAVVI FINANCIAL LLC

Office #1: 465 Waverley Oaks Rd Ste 315, Waltham, MA 02452-8422

RIA

CRD#: 169196

Waltham, MA

Past

February 25, 2013 - December 31, 2019

ALPHA DYNAMICS LLC

RIA

CRD#: 157382

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVI FINANCIAL LLC

DYNAMIC IDEAS FINANCIAL LLC | SAVVI WEALTH PARTNERS | SAVVI FINANCIAL LLC

CRD#: 169196 / SEC#: 801-78753

RIA

Registered Investment Advisory firm - (11/4/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2013

Uniform Investment Adviser Law Examination

Current Firm

SAVVI FINANCIAL LLC

DYNAMIC IDEAS FINANCIAL LLC | SAVVI WEALTH PARTNERS | SAVVI FINANCIAL LLC

CRD#: 169196 / SEC#: 801-78753

RIA

Registered Investment Advisory firm - (11/4/2013 Approved)

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Contact information

Main Address

465 Waverley Oaks Rd Ste 315, Waltham, MA 02452-8422

Mailing Address

Phone number

(781) 583-7011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVI WEALTH PARTNERS ADV PART 2A JANUARY 2025 (1/16/2025)

SAVVI FINANCIAL PART 2A JANUARY 2025 (1/16/2025)

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 35,947,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adrian B. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian B Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAVVI FINANCIAL LLC

ALPHA DYNAMICS LLC

Primary Firm SEC Registration

SAVVI FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2013

Current Firm

SAVVI FINANCIAL LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVI FINANCIAL LLC

TRUST BUT VERIFY

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