Lucia A. George
Professional summary
Lucia Ann George, who also goes by Lucia A George, Natalie George, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Parsippany, New Jersey and BANKERS LIFE SECURITIES, INC. located in Parsippany, New Jersey.
Lucia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Lucia has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lucia Ann George's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2023 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 6 Century Drive Suite 190, Parsippany, NJ 07054May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 6 Century Drive Suite 190, Parsippany, NJ 07054December 20, 2012 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2016)
(5/26/2016)
(1/13/2023)
Exams
FINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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