Hallie M. Arias
Professional summary
Hallie Martin Arias, who also goes by Hallie Arias, Hallie Martin, Marian Hall Martin, Marian Martin, Hallie Martin Arias, is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in New York, New York.
Hallie is registered as a RR (Registered Representative) and started their career in finance in 2008. Hallie has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hallie Martin Arias's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2019 - Present
WOLFE RESEARCH SECURITIES
Office #1: 757 Third Avenue Sixth Floor, New York, NY 10017September 16, 2008 - September 13, 2019
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2019)
(9/16/2019)
Exams
FINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
