DR
Daniel Reisbacher
MSH CAPITAL ADVISORS
Scottsdale, AZ 85255-7153
Some features on this profile are disabled
CRD#: 5543698
DR
Professional summary
Daniel Reisbacher, who also goes by Daniel Joseph Reisbacher, is a registered financial advisor currently at MSH CAPITAL ADVISORS LLC located in Scottsdale, Arizona and M. S. HOWELLS & CO. located in Scottsdale, Arizona.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Joseph Reisbacher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Reisbacher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2018 - Present
MSH CAPITAL ADVISORS LLC
Office #1: 23350 N Pima Road, Scottsdale, AZ 85255-7153RIA
CRD#: 157835
Scottsdale, AZ
Current
October 10, 2018 - Present
M. S. HOWELLS & CO.
Office #1: 23350 N. Pima Rd., Scottsdale, AZ 85255BD
CRD#: 104100
Scottsdale, AZ
Past
February 27, 2017 - September 28, 2018
EDWARD JONES
RIA
CRD#: 250
SCOTTSDALE, AZ
Past
February 24, 2017 - September 28, 2018
EDWARD JONES
BD
CRD#: 250
SCOTTSDALE, AZ
Past
April 3, 2015 - February 24, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SCOTTSDALE, AZ
Past
February 24, 2015 - February 24, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | DRIFTMARK CAPITAL | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2020)
RR
Alaska(1/8/2020)
RR
Arizona(10/10/2018)
IAR
Arizona(10/18/2018)
RR
Arkansas(9/7/2021)
RR
California(1/29/2020)
RR
Colorado(1/31/2019)
RR
Connecticut(1/30/2019)
RR
Delaware(9/7/2021)
RR
District of Columbia(3/27/2026)
RR
Florida(1/31/2019)
RR
Georgia(9/7/2021)
RR
Hawaii(1/6/2022)
RR
Idaho(9/10/2019)
RR
Illinois(9/8/2021)
RR
Indiana(9/8/2021)
RR
Iowa(11/1/2021)
RR
Kansas(9/7/2021)
RR
Kentucky(3/26/2026)
RR
Louisiana(9/7/2021)
RR
Maine(7/17/2019)
RR
Maryland(2/5/2019)
RR
Massachusetts(5/20/2019)
RR
Michigan(9/8/2021)
RR
Minnesota(9/7/2021)
RR
Mississippi(9/3/2021)
RR
Missouri(9/7/2021)
RR
Montana(9/7/2021)
RR
Nebraska(9/3/2021)
RR
Nevada(9/13/2021)
RR
New Hampshire(9/7/2021)
RR
New Jersey(5/30/2019)
RR
New Mexico(9/7/2021)
RR
New York(9/5/2021)
RR
North Carolina(9/10/2021)
RR
North Dakota(9/7/2021)
RR
Ohio(7/13/2020)
RR
Oklahoma(1/9/2020)
RR
Oregon(1/28/2020)
RR
Pennsylvania(12/22/2021)
RR
Puerto Rico(9/3/2021)
RR
Rhode Island(9/3/2021)
RR
South Carolina(9/7/2021)
RR
South Dakota(3/26/2026)
RR
Tennessee(3/27/2026)
RR
Texas(1/30/2019)
RR
Utah(11/27/2019)
RR
Vermont(10/21/2021)
RR
Virginia(10/19/2022)
RR
Washington(9/23/2019)
RR
West Virginia(10/10/2018)
RR
Wisconsin(10/10/2018)
RR
Wyoming(6/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | DRIFTMARK CAPITAL | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)PREMIUM
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Contact information
Main Address
23350 N Pima Road, Scottsdale, AZ 85255-7153
Mailing Address
Phone number
(480) 563-2021
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,077 |
| AUM (Assets Under Management) | $ 1,094,329,678 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
