Casey D. Dickerson

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CRD#: 5543620

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Casey Danae Dickerson, who also goes by Casey Danae Ames, Casey Danae Mcintosh, Casey Mcintosh, was a registered financial professional .

Casey is a previously registered financial professional and started their career in finance in 2009. Casey had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Casey Danae Ames | Casey Danae Mcintosh | Casey Mcintosh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 11, 2023 - June 27, 2023

OPTAS, LLC

RIA

CRD#: 299965

Austin, TX

Past

April 25, 2022 - May 4, 2022

ML&R WEALTH MANAGEMENT LLC

RIA

CRD#: 109359

AUSTIN, TX

Past

February 24, 2021 - March 21, 2022

AUSTIN PRIVATE WEALTH, LLC

RIA

CRD#: 304344

AUSTIN, TX

Past

September 29, 2017 - July 18, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Austin, TX

Past

December 18, 2014 - July 27, 2016

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

June 11, 2014 - November 6, 2014

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

AUSTIN, TX

Past

April 20, 2011 - June 9, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AUSTIN, TX

Past

July 15, 2009 - March 12, 2010

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

May 22, 2009 - July 9, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPTAS, LLC

OPTAS, LLC | VASI, LLC

CRD#: 299965 / SEC#: 801-115209

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/20/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OPTAS, LLC

OPTAS, LLC | VASI, LLC

CRD#: 299965 / SEC#: 801-115209

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

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Contact information

Main Address

210 Barton Springs Rd Suite 415, Austin, TX 78704

Mailing Address

Phone number

(888) 284-7139

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	660
AUM (Assets Under Management)	$ 741,352,124

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
02/08/2024	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Casey D. Dickerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ML&R WEALTH MANAGEMENT LLC

AUSTIN PRIVATE WEALTH, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

M HOLDINGS SECURITIES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

OPTAS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2021

Series 63

Date: 9/29/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2013

Series 6

Date: 5/20/2009

Current Firm

OPTAS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OPTAS, LLC

TRUST BUT VERIFY

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