KS
Kristin L. Strom
CETERA INVESTMENT ADVISERS LLC
MINNETONKA, MN 55330
Some features on this profile are disabled
CRD#: 5543423
KS
Professional summary
Kristin Louise Strom, who also goes by Kristin Louise Jarnes Ms., Kristin Louise Jarnes, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minnetonka, Minnesota and CETERA WEALTH SERVICES, LLC located in Minnetonka, Minnesota.
Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Kristin has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristin Louise Jarnes Ms. | Kristin Louise Jarnes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NORTH STAR RESOURCE GROUP, MINNEAPOLIS, MN, INVESTMENT RELATED, Fixed Insurance AGENT, 12/2022-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS. 2. MN STATE HIGH SCHOOL LEAGUE POSITION: REFEREE NATURE: SPORT COACH/REFEREE INVESTMENT RELATED: NO NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 2100 FREEWAY BLVD, BROOKLYN CENTER MN 55430, UNITED STATES DESCRIPTION: JUDGE WOMEN'S GYMNASTICS AT THE HIGH SCHOOL LEVEL. REGISTERED THROUGH THE MINNESOTA STATE HIGH SCHOOL LEAGUE AND MINNESOTA GYMNASTICS JUDGING ASSOCIATION (MGJA). 3. FORTUNE FINANCIAL DBA POSITION: EMPLOYEE NATURE: DBA INVESTMENT RELATED: NO NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 02/17/2020 ADDRESS: 10261 YELLOW CIRCLE DRIVE, MINNETONKA MN 55343, UNITED STATES DESCRIPTION: DAILY BUSINESS FUNCTIONS AS FORTUNE FINANCIAL UNDER NORTHSTAR RESOURCE GROUP 4. JARNES FINANCIAL POSITION: OWNER NATURE: BUSINESS OWNER INVESTMENT RELATED: YES NUMBER OF HOURS: 40 HR/MONTH BUSINESS, 10 HR/MONTH TRADING START DATE: 01/2023 - ONGOING ADDRESS: MINNETONKA MN 5. JARNES TRUSTEE POSITION: TRUSTEE NATURE: TRUSTEE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 HR/MONTH BUSINESS, 0 HR/MONTH TRADING START DATE: 11/2021-ONGOING ADDRESS: EDEN PRAIRIE, MN 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2019; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 7. NAME OF OTHER BUSINESS: WOMEN IN LEADERSHIP CERTIFICATE PROGRAM AT MINNESOTA STATE UNIVERSITY, MANKATO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD; START: 9/2024; POSITION/TITLE: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: REVIEW EDUCATION NONCREDIT COURSES, HELP BUILD VALUE IN THE BUSINESS COMMUNITY, OFFER GUIDANCE TO FACULTY & STUDENTS THROUGH CLASSROOM VISITS, FORUMS AND CONFERENCES;
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Louise Strom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10261 Yellow Circle Dr, Minnetonka, MN 55330RIA
CRD#: 105644
MINNETONKA, MN
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10261 Yellow Circle Drive, Minnetonka, MN 55343BD
CRD#: 13572
Minnetonka, MN
Past
February 26, 2020 - October 21, 2021
CRI SECURITIES, LLC
RIA
CRD#: 22589
MINNETONKA, MN
Past
February 26, 2020 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
MINNETONKA, MN
Past
February 26, 2020 - October 21, 2021
CRI SECURITIES, LLC
BD
CRD#: 22589
MINNETONKA, MN
Past
February 26, 2020 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
MINNETONKA, MN
Past
January 26, 2015 - July 15, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
MINNEAPOLIS, MN
Past
April 4, 2012 - July 15, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MINNEAPOLIS, MN
Past
December 17, 2009 - April 2, 2012
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
MINNETONKA, MN
Past
December 17, 2009 - April 2, 2012
CRI SECURITIES, LLC
BD
CRD#: 22589
MINNETONKA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2023)
RR
California(8/10/2023)
RR
Colorado(3/6/2025)
RR
Delaware(1/22/2024)
RR
Florida(8/11/2023)
RR
Georgia(8/10/2023)
RR
Idaho(6/12/2025)
RR
Illinois(8/10/2023)
RR
Iowa(8/10/2023)
RR
Maine(8/10/2023)
RR
Michigan(6/21/2024)
RR
Minnesota(8/10/2023)
IAR
Minnesota(8/10/2023)
RR
Nevada(2/14/2024)
RR
New Mexico(1/3/2025)
RR
New York(8/10/2023)
RR
North Carolina(8/10/2023)
RR
Oregon(8/15/2023)
RR
Rhode Island(5/13/2025)
RR
South Dakota(8/10/2023)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
RR
Utah(8/10/2023)
RR
Vermont(8/10/2023)
RR
Virginia(8/10/2023)
RR
Washington(10/29/2025)
RR
Wisconsin(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
