Abhay Sanan
Professional summary
Abhay Sanan is a registered financial professional currently at PRAGMA LLC located in New York, New York and MARKETAXESS CORPORATION located in New York, New York.
Abhay is registered as a RR (Registered Representative) and started their career in finance in 2008. Abhay has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Abhay Sanan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2009 - Present
PRAGMA LLC
Office #1: 1370 Broadway 10th Floor, New York, NY 10018October 19, 2023 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001April 29, 2009 - December 18, 2017
WEEDEN & CO.L.P.
April 21, 2009 - April 28, 2009
WEEDEN & CO.L.P.
March 17, 2009 - April 16, 2009
BANC OF AMERICA SECURITIES LLC
March 13, 2009 - April 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 2008 - March 17, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2020)
(8/4/2020)
(1/6/2014)
(1/6/2014)
(8/4/2020)
(12/13/2012)
(8/4/2020)
(8/4/2020)
(10/26/2020)
(8/4/2020)
(4/14/2009)
(8/4/2020)
(6/29/2020)
(8/4/2020)
(12/13/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/27/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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