Shawn S. Chen
Professional summary
Shawn Shang-tai Chen, who also goes by Shang-tai Chen, Shawn Shang Tai Chen, is a registered financial professional currently at CENTERVIEW PARTNERS LLC located in San Francisco, California.
Shawn is registered as a RR (Registered Representative) and started their career in finance in 2008. Shawn has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shawn Shang-tai Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2018 - Present
CENTERVIEW PARTNERS LLC
Office #1: 555 California St, Suite 4300, San Francisco, CA 94104November 20, 2014 - November 13, 2018
J.P. MORGAN SECURITIES LLC
August 14, 2008 - July 20, 2011
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2018)
Exams
Series 7TO
Date: 1/2/2024
General Securities Representative ExaminationFINRA
Current Firm
CENTERVIEW PARTNERS LLC
CRD#: 133796 / SEC#: , 8-66774
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CENTERVIEW PARTNERS ADVISORY HOLDINGS LLC | MANAGING MEMBER | |
| EFFRON, BLAIR WAYNE | PARTNER | 1532642 |
| HARTMAN, ALAN PHILIP | PARTNER | 2595280 |
| KOSOWSKY, AMANDA LENORE | CHIEF COMPLIANCE OFFICER | 6639399 |
| PRUZAN, ROBERT ALAN | PARTNER | 2018542 |
| ROBINSON, MARK JASON | PARTNER | 2394581 |
| VICARI, JEANNE | FINOP & CHIEF FINANCIAL OFFICER | 1975263 |
Red Flags
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