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TC

Thomas B. Clarkson

PARALEL DISTRIBUTORS
New York, NY 10022
Some features on this profile are disabled
CRD#: 5541168
TC

Professional summary

Thomas Byerly Clarkson, who also goes by Tom Clarkson, is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tom Clarkson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Byerly Clarkson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2024 - Present

PARALEL DISTRIBUTORS

Office #1: 950 3rd Avenue, New York, NY 10022
BD
CRD#: 316115
New York, NY
Past

January 16, 2018 - February 26, 2021

PANTHEON SECURITIES, LLC

BD
CRD#: 285480
NEW YORK, NY
Past

November 21, 2016 - January 17, 2018

DIMENSIONAL FUND ADVISORS LP

RIA
CRD#: 106482
AUSTIN, TX
Past

July 20, 2015 - January 17, 2018

DFA SECURITIES LLC

BD
CRD#: 10292
AUSTIN, TX
Past

June 21, 2011 - July 15, 2015

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
WEST CONSHOHOCKEN, PA
Past

June 8, 2009 - June 23, 2011

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/25/2024)
RR
Alaska
(7/25/2024)
RR
Arizona
(7/25/2024)
RR
Arkansas
(7/25/2024)
RR
California
(7/25/2024)
RR
Colorado
(7/25/2024)
RR
Connecticut
(7/25/2024)
RR
Delaware
(7/25/2024)
RR
District of Columbia
(7/25/2024)
RR
Florida
(7/25/2024)
RR
Georgia
(7/25/2024)
RR
Hawaii
(7/25/2024)
RR
Idaho
(7/25/2024)
RR
Illinois
(7/25/2024)
RR
Indiana
(7/25/2024)
RR
Iowa
(7/25/2024)
RR
Kansas
(7/25/2024)
RR
Kentucky
(7/25/2024)
RR
Louisiana
(7/25/2024)
RR
Maine
(7/25/2024)
RR
Maryland
(7/25/2024)
RR
Massachusetts
(7/25/2024)
RR
Michigan
(7/25/2024)
RR
Minnesota
(7/25/2024)
RR
Mississippi
(7/25/2024)
RR
Missouri
(7/25/2024)
RR
Montana
(7/25/2024)
RR
Nebraska
(7/25/2024)
RR
Nevada
(7/25/2024)
RR
New Hampshire
(7/25/2024)
RR
New Jersey
(7/25/2024)
RR
New Mexico
(7/25/2024)
RR
New York
(7/25/2024)
RR
North Carolina
(7/25/2024)
RR
North Dakota
(7/25/2024)
RR
Ohio
(7/25/2024)
RR
Oklahoma
(7/25/2024)
RR
Oregon
(7/25/2024)
RR
Pennsylvania
(7/25/2024)
RR
Puerto Rico
(7/25/2024)
RR
Rhode Island
(7/25/2024)
RR
South Carolina
(7/25/2024)
RR
South Dakota
(7/25/2024)
RR
Tennessee
(7/25/2024)
RR
Texas
(7/25/2024)
RR
Utah
(7/25/2024)
RR
Vermont
(7/25/2024)
RR
Virgin Islands
(7/25/2024)
RR
Virginia
(7/25/2024)
RR
Washington
(7/25/2024)
RR
West Virginia
(7/25/2024)
RR
Wisconsin
(7/25/2024)
RR
Wyoming
(7/25/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/28/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/18/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/20/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/1/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/9/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1700 Broadway Suite 1850, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARALEL TECHNOLOGIES, LLCDIRECT OWNER
MAY, JEREMY OPPEGARDCEO/FOUNDER2744563
SWENSON, BRADLEY JOHNPRESIDENT/CCO/FINOP2666663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARALEL DISTRIBUTORS

CRD#: 316115New York, NY 10022

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