SD
Scott E. Degray
AMERICAN ENTERPRISE INVESTMENT SERVICES
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 5540980
SD
Professional summary
Scott Edward Degray, who also goes by Scott E Degray, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2008. Scott has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Scott E Degray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Edward Degray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2022 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402BD
CRD#: 26506
Minneapolis, MN
Past
May 24, 2021 - July 9, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHAMPLIN, MN
Past
December 6, 2019 - June 11, 2020
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
December 6, 2019 - June 11, 2020
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
MINNEAPOLIS, MN
Past
December 6, 2019 - June 11, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Minneapolis, MN
Past
January 3, 2017 - June 11, 2020
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
BD
CRD#: 26506
Minneapolis, MN
Past
July 24, 2008 - January 18, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Minneapolis, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2022)
RR
Alaska(5/9/2022)
RR
Arizona(5/9/2022)
RR
Arkansas(5/9/2022)
RR
California(5/9/2022)
RR
Colorado(5/9/2022)
RR
Connecticut(5/9/2022)
RR
Delaware(5/9/2022)
RR
District of Columbia(5/9/2022)
RR
Florida(5/9/2022)
RR
Georgia(5/9/2022)
RR
Hawaii(5/9/2022)
RR
Idaho(5/9/2022)
RR
Illinois(5/9/2022)
RR
Indiana(5/9/2022)
RR
Iowa(5/9/2022)
RR
Kansas(5/9/2022)
RR
Kentucky(5/9/2022)
RR
Louisiana(5/9/2022)
RR
Maine(5/9/2022)
RR
Maryland(5/9/2022)
RR
Massachusetts(5/9/2022)
RR
Michigan(5/9/2022)
RR
Minnesota(5/9/2022)
RR
Mississippi(5/9/2022)
RR
Missouri(5/9/2022)
RR
Montana(5/9/2022)
RR
Nebraska(5/9/2022)
RR
Nevada(5/9/2022)
RR
New Hampshire(5/9/2022)
RR
New Jersey(5/9/2022)
RR
New Mexico(5/9/2022)
RR
New York(5/9/2022)
RR
North Carolina(5/9/2022)
RR
North Dakota(5/9/2022)
RR
Ohio(5/10/2022)
RR
Oklahoma(5/9/2022)
RR
Oregon(5/9/2022)
RR
Pennsylvania(5/9/2022)
RR
Rhode Island(5/9/2022)
RR
South Carolina(5/9/2022)
RR
South Dakota(5/9/2022)
RR
Tennessee(5/9/2022)
RR
Texas(5/9/2022)
RR
Utah(5/9/2022)
RR
Vermont(5/9/2022)
RR
Virgin Islands(5/9/2022)
RR
Virginia(5/9/2022)
RR
Washington(5/9/2022)
RR
West Virginia(5/9/2022)
RR
Wisconsin(5/9/2022)
RR
Wyoming(5/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AE
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | NATIONAL INVESTMENT SERVICES, INC. | IDS INVESTMENT SERVICES, INC.
CRD#: 26506 / SEC#: , 8-42582
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
901 3rd Avenue South, Minneapolis, MN 55402
Mailing Address
5221 Ameriprise Financial Center, Minneapolis, MN 55474
Phone number
(612) 671-3662
Established
Minnesota since 04/13/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
