MG
Marcia A. Geltman
CETERA INVESTMENT ADVISERS LLC
MOUNT ARLINGTON, NJ 07856
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CRD#: 5540688
MG
Professional summary
Marcia Ann Geltman, who also goes by Marcia Ann Solomon, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mount Arlington, New Jersey and CETERA WEALTH SERVICES, LLC located in Mount Arlington, New Jersey.
Marcia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Marcia has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcia Ann Solomon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RANDOLPH CHAMBER OF COMMERCE; POSITION: administrator/secretary NATURE: Local Chamber of Commerce - primary purpose networking for local businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 04/01/2022; po box 391, Mount Freedom NJ 07950, Attend meetings, send emails, collect payments, make deposits. There is a separate treasurer who issues checks. About 5 - 10 hours per month. $24/hr. 2) THE GROWING STAGE; POSITION: Trustee NATURE: Children's Theater INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2022 7 Ledgewood Ave, Netcong NJ 07857, Community Relations - outreach to local communities to promote programs provided by the Growing Stage. Finance Committee - review audited financial statements and provided recommendations regarding capital improvements, review of operating budget and discussions regarding investments. Note the board has approved, as noted in their minutes, my limitations regarding investments. The wording in the minutes was as provided by Avantax. 3) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: REFERRING ADVISOR NATURE: REFERRING ADVISOR INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2015 ADDRESS: Ste 300, Mt Arlington NJ 07856, United States DESCRIPTION: I am only maintaining my license because of being a referring advisor for my family and my sister. 4) NISIVOCCIA LLP (FORMERLY NISIVOCCIA & CO, LLC) POSITION: partner NATURE: I am a retired partner of this accounting firm which is an affiliate with Nisivoccia Wealth Advisors. Nisivoccia Wealth Advisors isafinancial advisor firmunder Avantax. If this is not sufficient information, I am not sure what else you need to know. Please be more specific in any follow up requests. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2008 ADDRESS: Ste 300, Mt Arlington NJ 07856, United States DESCRIPTION: I am a retired partner receiving a buyout of my book of business. I am available as needed for consulting on tax issues. I was a tax partner with the firm before I retired. If this is not a sufficient answer, please be more specific in any follow up requests. 5) FDU - PUBLIC LECTURE SERIES POSITION: committee member NATURE: FDU provides a lecture series on various topics of interest. I previously sent a copy of the 2023 details to Northeast Compliance.Here is a link to the 2023 schedule of speakers:https://www.fdu.edu/wp-content/uploads/2023/06/pals-program.pdf? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: FDU, attention Robert Martin, Madison NJ 07940, United States DESCRIPTION: one 2 subcommittees1 - assist in securing speakers2 - finance - ensuring that payments are collected and remitted to FDU (Fairleigh Dickenson University). Review expense reports. No investment advise required or provided.
CRS (Client Relationship Summary) - RIA
Click below to view Marcia Ann Geltman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 200 Valley Road Suite 300, Mount Arlington, NJ 07856RIA
CRD#: 105644
MOUNT ARLINGTON, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 200 Valley Road Suite 300, Mount Arlington, NJ 07856BD
CRD#: 13572
MOUNT ARLINGTON, NJ
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MOUNT ARLINGTON, NJ
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MOUNT ARLINGTON, NJ
Past
September 12, 2008 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
MOUNT ARLINGTON, NJ
Past
August 14, 2008 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
MOUNT ARLINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Mount Arlington, NJ 07856TRUST BUT VERIFY
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