David N. Flinchum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Nathan Flinchum, who also goes by David Flinchum, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2009. David had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2021 - February 13, 2024
BESSEMER INVESTOR SERVICES, INC.
August 7, 2019 - July 8, 2020
SCHWAB WEALTH ADVISORY, INC.
June 10, 2019 - July 8, 2020
CHARLES SCHWAB & CO., INC.
August 16, 2013 - July 12, 2017
PNC WEALTH MANAGEMENT LLC
August 15, 2013 - July 12, 2017
PNC WEALTH MANAGEMENT LLC
September 21, 2011 - August 12, 2013
AMERITAS INVESTMENT COMPANY, LLC
July 29, 2011 - August 12, 2013
AMERITAS INVESTMENT COMPANY, LLC
March 1, 2010 - January 13, 2011
MADISON PROPRIETARY TRADING GROUP, LLC
January 6, 2010 - January 29, 2010
NFSG CORPORATION
July 15, 2009 - January 29, 2010
NEWBRIDGE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
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