Julia E. Phillips
Professional summary
Julia Elizabeth Phillips, who also goes by Julia Phillips, is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in New York, New York.
Julia is registered as a RR (Registered Representative) and started their career in finance in 2011. Julia has worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julia Elizabeth Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2024 - Present
BLUEROCK CAPITAL MARKETS LLC
Office #1: 919 Third Avenue 40th Floor, New York, NY 10022January 13, 2023 - February 6, 2024
BLACKSTONE SECURITIES PARTNERS L.P.
December 21, 2019 - December 31, 2021
FORESIDE FUND SERVICES, LLC
July 29, 2011 - January 3, 2018
COHEN & STEERS SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(5/21/2024)
Exams
FINRA
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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