Ekaterina B. Sheliga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ekaterina Borisovna Sheliga, AIF®, who also goes by Ekat Sheliga, Ekaterina B Sheliga, Ekaterina Sheliga, Katie B Sheliga, Katie Sheliga, was a registered financial professional .
Ekaterina is a previously registered financial professional and started their career in finance in 2013. Ekaterina had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2019 - March 5, 2024
STANCORP INVESTMENT ADVISERS, INC.
September 10, 2019 - March 5, 2024
STANCORP EQUITIES, INC.
November 21, 2017 - July 29, 2019
KESTRA ADVISORY SERVICES, LLC
February 24, 2016 - July 29, 2019
KESTRA INVESTMENT SERVICES, LLC
June 30, 2014 - February 3, 2016
J.P. MORGAN SECURITIES LLC
May 17, 2013 - June 2, 2014
KESTRA INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
