Charles Perrault

PRUDENTIAL ANNUITIES DISTRIBUTORS,

Shelton, CT 06484

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CRD#: 5538261

Professional summary

Charles Perrault, CFP®, who also goes by Charles Edward Perrault III, Charles Edward Perrault, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2008. Charles has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles Edward Perrault Iii | Charles Edward Perrault

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Perrault's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 1, 2019 - Present

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

Office #1: 1 Corporate Drive, Shelton, CT 06484

CRD#: 21570

Shelton, CT

Past

April 15, 2020 - November 17, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Wall Township, NJ

Past

May 15, 2013 - April 7, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Hartford, CT

Past

January 3, 2013 - April 7, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

September 13, 2012 - January 3, 2013

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

August 5, 2011 - August 27, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST HARTFORD, CT

Past

August 5, 2011 - August 27, 2012

LPL FINANCIAL LLC

CRD#: 6413

WEST HARTFORD, CT

Past

February 11, 2009 - September 1, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WETHERSFIELD, CT

Past

February 5, 2009 - September 1, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WETHERSFIELD, CT

Past

July 28, 2008 - February 3, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MANCHESTER, CT

Past

July 4, 2008 - February 3, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MANCHESTER, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/1/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/25/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

AMERICAN SKANDIA MARKETING, INC. | PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570 / SEC#: , 8-39058

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Corporate Drive, Shelton, CT 06484

Mailing Address

One Corporate Drive, Shelton, CT 06484

Phone number

(800) 628-6039

Established

Delaware since 09/08/1987

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA	SHAREHOLDER COMMON
CARROLL, TRACEY MARIA	PRESIDENT	5841463
HAGGERTY, SCOTT PETER	CHIEF EXECUTIVE OFFICER	2619329
HARTNETT, CHRISTINA A	CHIEF OPERATING OFFICER	2672099
MCGRATH, SHANE THOMAS	CHIEF COMPLIANCE OFFICER	4458909
SMIT, ROBERT PHILIP	FINOP, CFO	2332366
THOMSEN, JORDAN K	CHIEF LEGAL OFFICER AND SECRETARY	2821664

Disclosures

Regulatory Event	2
Civil Event	1

Red Flags

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Charles Perrault

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Perrault's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

HIMCO DISTRIBUTION SERVICES COMPANY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/25/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/3/2008

FINRA

Current Firm

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

TRUST BUT VERIFY

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