AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
BW

Benjamin Joseph Willet

MEMX EXECUTION SERVICES
JERSEY CITY, NJ
·CRD# 5538139·18 years registered

Professional Summary

Benjamin Joseph Willet, who also goes by Ben Willet, Benjamin Willet, is a registered financial advisor currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 4 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Willet, Benjamin Willet

Blog Corner

More Resources

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Years of Experience

18 years registered in the securities industry

Current & Past Employments

Current

MEMX EXECUTION SERVICES LLCCurrent·CRD# 304129
BD
525 Washington Boulevard Suite 300, Jersey City, NJ 07310
May 17, 2022 - Present

Past

CBOE TRADING, INC.Past·CRD# 136734
BD
Lenexa, KS
April 7, 2010 - April 6, 2022
MB TRADINGPast·CRD# 30330
BD
El Segundo, CA
November 3, 2008 - March 29, 2010
EDWARD JONESPast·CRD# 250
RIA
St. Louis, MO
August 4, 2008 - September 23, 2008
EDWARD JONESPast·CRD# 250
BD
St. Louis, MO
July 17, 2008 - September 23, 2008

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Current Firm

ME
MEMX EXECUTION SERVICES LLC

MEMX EXECUTION SERVICES | MEMX EXECUTION SERVICES LLC

CRD#: 304129 / SEC#: 8-70449
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

525 Washington Boulevard Suite 300, Jersey City, NJ 07310

Mailing Address

382 Ne 191st St Pmb 92178, Miami, FL 33179-3899

Phone Number

(201) 331-7900

Established

Delaware since 05/07/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MEMX HOLDINGS LLCMEMX HOLDINGS LLC—
ACHARYA, ISHAANCHIEF FINANCIAL OFFICER5358383
FRANZON, ANDERS WILLIAMGENERAL COUNSEL / SECRETARY—
KELLNER, JONATHAN ALANCHIEF EXECUTIVE OFFICER2209043
SAUERWINE, MEGAN LYNNCONTROLLER / FINOP6024362
STRATHMAN, LAUREN MALLORYCHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER6575150
ZUBA, QUITO JONDIRECTOR, HEAD OF MARKET OPERATIONS4660263

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(5/17/2022)
RR
New Jersey
(5/17/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2008About the Series 66 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2009

Series 3 — National Commodity Futures Examination

Passed Jan 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2016About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Joseph Willet's CRS (Customer Relationship Summary).

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#