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NY

Nicholas Edward Yoder

CRD# 5537880·Registered 2009 - 2023
Previously Registered: Being a previously registered professional could mean that Nicholas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nicholas Edward Yoder was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 2009 - 2023. Nicholas had worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

BITOODA TECHNOLOGIES LLC·CRD# 297644
BD
Greenwich, CT
April 5, 2022 - April 25, 2023
RONIN CAPITAL, LLC·CRD# 118428
BD
Chicago, IL
March 23, 2015 - March 6, 2018
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
August 12, 2009 - March 3, 2015

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Current Firm

BT
BITOODA TECHNOLOGIES LLC

BITOODA TECHNOLOGIES LLC

CRD#: 297644 / SEC#: 8-70172
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

55 Arch Street, Greenwich, CT 06830

Mailing Address

55 Arch Street, Greenwich, CT 06830

Phone Number

(646) 484-1073

Established

Delaware since 09/14/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BITOODA HOLDINGS INCMANAGING MEMBER—
KELLY, TIMOTHY JAMESCHIEF EXECUTIVE OFFICER2297152
KRZAK, ALEXANDER JACOBPRINCIPAL OPERATIONS OFFICER6349160
MEGENITY, BRIAN MCDONALDCCO2889637
PARISE, JANICE DRUFINOP, PFO2338583

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2022About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2022About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2009

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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NY
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