Luis A. Blanco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis Alberto Blanco, who also goes by Luis Alberto Blanco, Luis Blanco, was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 2010. Luis had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2024 - March 25, 2024
ASSETMARK BROKERAGE, LLC
March 2, 2021 - December 8, 2022
ASSETMARK BROKERAGE, LLC
June 8, 2020 - July 24, 2020
USAA INVESTMENT SERVICES COMPANY
November 13, 2018 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
May 31, 2017 - December 31, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 10, 2012 - June 19, 2015
CHARLES SCHWAB & CO., INC.
April 13, 2010 - January 31, 2011
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
