Richard K. Eriksen
Professional summary
Richard Kurtis Eriksen Jr, who also goes by Richard Kurtis Eriksen, Richard Eriksen, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Harrison, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2013. Richard has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Kurtis Eriksen Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2026 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Office #1: 440 Mamaroneck Avenue, Harrison, NY 10528April 22, 2026 - July 24, 2026
ALLIANCEBERNSTEIN INVESTMENTS, INC.
November 16, 2022 - April 17, 2026
ASCENSUS BROKER DEALER SERVICES, LLC
November 9, 2020 - October 12, 2022
ONEAMERICA SECURITIES, INC.
July 1, 2019 - September 1, 2020
TRANSAMERICA INVESTORS SECURITIES, LLC
January 4, 2017 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
August 7, 2015 - January 4, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
September 29, 2014 - June 9, 2015
HARRISDIRECT LLC
September 26, 2014 - June 9, 2015
E*TRADE SECURITIES LLC
April 12, 2013 - October 1, 2014
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2026)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| BEITZEL, BRIAN | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 6183770 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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