Bret Feldman
Professional Summary
Bret Feldman, who also goes by Bret Ferrer Feldman, is a registered financial advisor currently at TRADEPMR BY ROBINHOOD located in Clearwater, Florida. Bret is registered as a RR (Registered Representative) and started their career in finance in 2008. Bret has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bret Ferrer Feldman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
TRADE-PMR INC. | TRADEPMR BY ROBINHOOD
Contact Information
Main Address
13945 Evergreen Avenue, Clearwater, FL 33762Mailing Address
13945 Evergreen Avenue, Clearwater, FL 33762Phone Number
(352) 332-8723Established
Florida since 10/30/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | — |
| BALDWIN, ROBB WALLER | CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| VICTORIA, RICHARD SCOTT | PRESIDENT & CHIEF OPERATING OFFICER | 5371275 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/20/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2009About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2009About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bret Feldman's CRS (Customer Relationship Summary).
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