Bradford S. Seagraves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford S Seagraves was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 2011. Bradford had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2022 - December 31, 2022
NORTHBANK CAPITAL MANAGEMENT, LLC
December 7, 2011 - October 15, 2021
DAVENPORT & COMPANY LLC
State Registrations and Notice Filings
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Exams
Series 17
Date: 9/16/2011
Limited Registered Representative ExaminationCurrent Firm
NORTHBANK CAPITAL MANAGEMENT, LLC
CRD#: 318282 / SEC#: 801-123209
Contact information
Red Flags
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