JB
Jeffrey T. Bergerson
CETERA INVESTMENT ADVISERS LLC
ST PAUL, MN 55101
Some features on this profile are disabled
CRD#: 5534521
JB
Professional summary
Jeffrey Terry Bergerson is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Paul, Minnesota and CETERA WEALTH SERVICES, LLC located in St Paul, Minnesota.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jeffrey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: BERGERSON TAX SERVICES, INC, INVESTMENT RELATED: NO, ADDRESS: 1452 CONCORDIA AVE, ST PAUL, MN 55104, NATURE OF BUSINESS: TAX PREPARATION SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: 01/2000, APPROX NUMBER OF HOURS PER MONTH: 120, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND PLANNING; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: BERGERSON RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: 1452 CONCORDIA AVE., ST PAUL, MN 55104, NATURE OF BUSINESS: FINANCIAL PLANNING, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: 09/15/2011, APPROX NUMBER OF HOURS PER MONTH: 200, BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 4. THE FANTASY GOLF INSIDER, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, INFORMATIONAL WEBSITE ON PROFESSIONAL/FANTASY GOLF, START 11/26/2014, 5HRS/WK (NON-TRADING HOURS), PARTNER - PROVIDES CONTENT & ARTICLES;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Terry Bergerson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 85 E 7th Place Ste 275, St Paul, MN 55101RIA
CRD#: 105644
ST PAUL, MN
Current
August 26, 2011 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2580 Rice St, St Paul, MN 55113BD
CRD#: 13572
St Paul, MN
Past
January 29, 2014 - February 1, 2024
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
ST. PAUL, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ST PAUL, MN
Past
July 21, 2008 - August 29, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST PAUL, MN
Past
July 21, 2008 - August 29, 2011
CRI SECURITIES, LLC
BD
CRD#: 22589
ST PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/31/2020)
RR
California(12/22/2020)
RR
Minnesota(8/26/2011)
IAR
Minnesota(6/29/2023)
RR
New Mexico(8/13/2020)
RR
Wisconsin(8/30/2011)
RR
Wyoming(7/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St Paul, MN 55101TRUST BUT VERIFY
Monitor Jeffrey Bergerson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
