AK
Adam M. Kazinec
CETERA INVESTMENT ADVISERS LLC
Atlanta, GA
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CRD#: 5534012
AK
Professional summary
Adam Mark Kazinec, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Atlanta, Georgia and CETERA WEALTH SERVICES, LLC located in Atlanta, Georgia.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Adam has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 5/2008 APX NUMBER OF HOURS PER WEEK: 7 APX NUMBER OF HOURS DURING TRADING HOURS: 7 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: JEWISH FEDERATION OF GREATER ATLANTA INVESTMENT RELATED: NO ADDRESS: 1440 SPRING STREET NW, ATLANTA, GA 30309 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 7/2021 POSITION/TITLE/RELATIONSHIP: MEMBER AT LARGE APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: ON NEXTGEN COMMITTEE, I VOLUNTEER TIME TO REVIEW/CREATE ENGAGEMENT EVENTS FOR THE JEWISH COMMUNITY OF GREATER ATLANTA. THIS IS A NON-PROFIT WHICH EXISTS TO SUPPORT THE EVER CHANGING NEEDS OF OUR JEWISH COMMUNITY. WE FOCUS ON PROVIDING RESOURCES TO THE LOCAL AND GLOBAL COMMUNITY TO COMBAT HUNGER AND POVERTY; 3. NAME OF OTHER BUSINESS: CONVERGENT FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER/SENIOR WEALTH MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I WILL BE SUPPORTING CLIENTS WITH THEIR BROKERAGE, ADVISORY, AND INSURANCE NEEDS. I WILL ALSO BE HELPING TO GROW OUT OUR REGION IN RECRUITING EFFORTS;
CRS (Client Relationship Summary) - RIA
Click below to view Adam Mark Kazinec's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 28, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Atlanta, GA
Current
November 28, 2023 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Atlanta, GA
Past
July 22, 2008 - November 30, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Atlanta, GA
Past
June 2, 2008 - November 30, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/28/2023)
RR
Arizona(11/28/2023)
RR
California(11/28/2023)
RR
Colorado(11/28/2023)
RR
Connecticut(11/28/2023)
RR
Florida(11/28/2023)
RR
Georgia(11/28/2023)
IAR
Georgia(11/29/2023)
RR
Illinois(11/28/2023)
RR
Massachusetts(9/9/2024)
RR
New York(11/28/2023)
RR
North Carolina(11/28/2023)
RR
Ohio(8/15/2025)
RR
Oregon(11/28/2023)
RR
South Carolina(11/28/2023)
RR
Tennessee(11/28/2023)
RR
Texas(11/28/2023)
IAR
Texas(11/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/1/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
