Samuel T. Winward
EAGLE STRATEGIES
WELLSVILLE, UT 84339
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CRD#: 5533238
Samuel Thomas WinwardEAGLE STRATEGIES
Professional summary
Samuel Thomas Winward, CFP®, ChFC®, CLU®, who also goes by Sam T Winward, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Wellsville, Utah and NYLIFE SECURITIES LLC located in Wellsville, Utah.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Samuel has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Sam T Winward
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; BROKERING NON-NYL PRODUCTS, NOT INVESTMENT-RELATED, BROKER/AGENT, START 10/25/11, 3-5 HOURS PER MONTH TOTAL HOURS, AND 3-5 HRS PER MONTH DURING SECURITIES TRADING HOURS. DUTIES: BROKERING NON-NYL PRODUCTS.] [WINWARD FINANCIAL INSURANCE & INVESTMENTS LLC; DBA LEGAL STRUCTURE: LLC, 100% OWNERSHIP; NOT A PRE-EXISTING DBA; DBA LOCATION - DETACHED; DBA USED FOR: ALL BUSINESS; OPERATING IN UTAH AND IDAHO; REG REP - YES; DBA USED TO SELL REG PRODUCTS - YES; NON-NYL PRODUCT TYPES TO BE SOLD UNDER THE DBA: LIFE INSURANCE, HEALTH INSURANCE, DISABILITY INCOME INSURANCE, LTC INSURANCE.] [RED SLIDE SUBDIVISION HOMEOWNER'S ASSOCIATION SECRETARY/TREASURER. WILL DEVOTE 5-6 HOURS PER MONTH, NO WAGES, STARTING JUNE 2011.] [LUCROR LLC; RENTAL PROPERTIES; 169 W. 100 N. WELLSVILLE, UT 84339; START DATE: 12/2011; ROLE/TITLE: OWNER; INVESTMENT RELATED - YES; HRS PER MONTH 3-5; HRS DURING SECURITIES TRADING - 1-2; RESPONSIBLE TO HIRE MANAGEMENT & MAKE DECISIONS ABOUT THE RENTAL PROPERTIES] [ 'SINGING FOR CACHE'; BARBERSHOP QUARTET, GROUP OF 4 GUYS WHO SING OCCASIONALLY FOR HIRE; 5 HOURS PER MONTH WILL BE DEVOTED (1-2 DURING TRADE HOURS); DUTIES INCLUDE LEARNING SONGS AND SIGNING THEM FOR HIRE.] [Utah State University Planned Giving Advisory Board; board member; non investment related; start date 8/2013] [OPERATING UNDER THE DBA NAME OF TFB STRATEGIES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (WELLSVILLE, UT); START DATE: 03/2023] [American Festival Chorus & Orchestra; American Festival Chorus & Orchestra is a nearly 200 voice volunteer choir who performs music at various times throughout the year, along with an accompanying orchestra.; 4015 Old Main Hill, Logan UT 84323; Start Date 02/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; assist in reviewing income and expenditures for the organization][NAIFA Utah; Serving as a board member and local chapter leader for NAIFA; 533 W 2600 S Suite 155 Bountiful, UT 84010; Start Date 03/2025; Role/Title: Board Member; Investment Related; 2 hours per month; 2 hours per month during securities trading hours; chapter liaison]
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Thomas Winward's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
January 13, 2012 - Present
EAGLE STRATEGIES LLC
Office #1: 110 E Main Street, Wellsville, UT 84339RIA
CRD#: 110826
WELLSVILLE, UT
Current
October 29, 2008 - Present
NYLIFE SECURITIES LLC
Office #1: 110 E Main Street, Wellsville, UT 84339BD
CRD#: 5167
WELLSVILLE, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/12/2024)
RR
Arkansas(10/11/2023)
RR
California(2/2/2017)
RR
Colorado(6/21/2023)
RR
Idaho(9/14/2010)
RR
Nevada(12/13/2022)
RR
New Mexico(2/9/2026)
RR
North Carolina(9/2/2026)
RR
Oklahoma(5/28/2024)
RR
Texas(8/29/2023)
IAR
Texas(9/13/2023)
RR
Utah(10/29/2008)
IAR
Utah(1/13/2012)
RR
Washington(5/27/2025)
RR
Wyoming(5/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Loading...
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
3,190
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 133,900 |
| AUM (Assets Under Management) | $ 32,040,850,438 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/27/2026 | ||
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
