Andrew M. Dalka
CAMBRIDGE INVESTMENT RESEARCH ADVISORS | Regional Vice President, Financial Advisor | Partner Programs
Omaha Brm, NE 68130
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CRD#: 5533197
Professional summary
Andrew MARK Dalka, AIF®, who also goes by Andrew Mark Dalka, Andy Dalka, Andrew Dalka, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Omaha Brm, Nebraska and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Omaha, Nebraska.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 13 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Biography
Since 2008, Andy has been assisting individuals, families and employers to find solutions in the financial services industry. As Regional Vice President | Partner Programs, Andy supports individuals and families on their journey to manage and achieve their financial goals, as well as simplifying the process of financial wellness. He also works with employers and institutions to ensure financial security and compliance within group retirement plans. Previously, Andy was a business development officer for Union & Trust. He was also Regional Vice President for Nationwide and Ameritas where he worked with retirement plan participants and employers.
Andy currently lives in Omaha, Nebraska with his wife, Kelly, and two children. In his free time, he enjoys cheering on the Huskers, golfing and coaching football and baseball for his children.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Mark Dalka | Andy Dalka | Andrew Dalka
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COMPASS RISK MANAGEMENT, Omaha NE 68118, 08/12/2024, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO, 5 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/2024 3) THE OLSON GROUP PATRIOT GROWTH INSURANCE SERVICES, 16829 Frances Ste 202, Omaha NE 68139, 08/2024, Agent, Employee (receive a W-2), NIR, 160 HR/MO, 160 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew MARK Dalka's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 28, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 16820 Frances St. Suite 206, Omaha Brm, NE 68130RIA
CRD#: 134139
Omaha Brm, NE
Current
August 28, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 16820 Frances St Ste 101, Omaha, NE 68130BD
CRD#: 39543
Omaha, NE
Past
January 22, 2024 - August 2, 2024
GARNETT INVESTMENT STRATEGIES
RIA
CRD#: 282370
Omaha, NE
Past
November 7, 2022 - January 3, 2024
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
BD
CRD#: 130139
PLYMOUTH, MN
Past
November 3, 2022 - January 3, 2024
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RIA
CRD#: 116407
OMAHA, NE
Past
September 23, 2019 - October 22, 2021
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
September 23, 2019 - October 22, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
June 1, 2015 - September 9, 2019
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Omaha, NE
Past
June 1, 2015 - September 9, 2019
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
February 2, 2015 - May 28, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LA VISTA, NE
Past
January 9, 2015 - May 28, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
January 18, 2012 - December 31, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Past
August 23, 2011 - November 4, 2011
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
LINCOLN, NE
Past
August 23, 2011 - November 4, 2011
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
LINCOLN, NE
Past
July 25, 2011 - August 4, 2011
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
LINCOLN, NE
Past
August 6, 2010 - June 23, 2011
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
September 16, 2008 - June 23, 2011
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/28/2024)
RR
Iowa(8/28/2024)
RR
Kansas(8/28/2024)
RR
Nebraska(8/28/2024)
IAR
Nebraska(8/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Regional Vice President, Financial Advisor | Partner ProgramsCRD#: 134139Omaha Brm, NE 68130TRUST BUT VERIFY
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Contact information
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