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RC

Ryan N. Cosentino

FRANKLIN DISTRIBUTORS
St. Petersburg, FL 33716
Some features on this profile are disabled
CRD#: 5532697
RC

Professional summary

Ryan Neil Cosentino, who also goes by Ryan Cosentino, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in St. Petersburg, Florida.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2008. Ryan has worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ryan Cosentino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Neil Cosentino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 2021 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 100 Fountain Parkway, St. Petersburg, FL 33716
BD
CRD#: 109064
St. Petersburg, FL
Past

January 14, 2021 - July 7, 2021

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
SAN MATEO, CA
Past

January 17, 2017 - February 28, 2019

TRIVE NEW YORK LLC

BD
CRD#: 21946
NEW YORK, NY
Past

March 15, 2016 - July 11, 2016

SEVEN POINTS CAPITAL, LLC

BD
CRD#: 144211
MATAWAN, NJ
Past

September 23, 2013 - May 19, 2015

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
PRINCETON, NJ
Past

May 18, 2010 - April 20, 2012

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

July 10, 2008 - May 25, 2010

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/3/2022)
RR
Alaska
(1/3/2022)
RR
Arizona
(1/3/2022)
RR
Arkansas
(1/3/2022)
RR
California
(7/7/2021)
RR
Colorado
(1/3/2022)
RR
Connecticut
(7/7/2021)
RR
Delaware
(7/7/2021)
RR
District of Columbia
(7/7/2021)
RR
Florida
(7/7/2021)
RR
Georgia
(1/3/2022)
RR
Hawaii
(1/3/2022)
RR
Idaho
(1/3/2022)
RR
Illinois
(1/3/2022)
RR
Indiana
(1/3/2022)
RR
Iowa
(1/3/2022)
RR
Kansas
(1/3/2022)
RR
Kentucky
(7/7/2021)
RR
Louisiana
(1/3/2022)
RR
Maine
(1/3/2022)
RR
Maryland
(7/7/2021)
RR
Massachusetts
(1/3/2022)
RR
Michigan
(1/3/2022)
RR
Minnesota
(1/3/2022)
RR
Mississippi
(1/3/2022)
RR
Missouri
(1/3/2022)
RR
Montana
(1/3/2022)
RR
Nebraska
(1/3/2022)
RR
Nevada
(1/3/2022)
RR
New Hampshire
(1/3/2022)
RR
New Jersey
(7/7/2021)
RR
New Mexico
(1/3/2022)
RR
New York
(7/7/2021)
RR
North Carolina
(7/7/2021)
RR
North Dakota
(1/3/2022)
RR
Ohio
(1/4/2022)
RR
Oklahoma
(1/3/2022)
RR
Oregon
(1/3/2022)
RR
Pennsylvania
(7/7/2021)
RR
Rhode Island
(1/3/2022)
RR
South Carolina
(7/7/2021)
RR
South Dakota
(1/3/2022)
RR
Tennessee
(7/7/2021)
RR
Texas
(1/3/2022)
RR
Utah
(1/3/2022)
RR
Vermont
(7/7/2021)
RR
Virginia
(7/7/2021)
RR
Washington
(1/3/2022)
RR
West Virginia
(7/7/2021)
RR
Wisconsin
(1/3/2022)
RR
Wyoming
(1/3/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/9/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/9/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/20/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
GAMBA, DANIEL ERNESTOCHIEF EXECUTIVE OFFICER4594704
MASOM, JEFFREY SCOTTPRESIDENT-DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064St. Petersburg, FL 33716

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