JB
James C. Bush
VIRTUS INVESTMENT ADVISERS
Hartford, CT 06103
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CRD#: 5532563
JB
Professional summary
James C Bush, who also goes by James Crisfield Bush, is a registered financial advisor currently at VIRTUS INVESTMENT ADVISERS, LLC located in Hartford, Connecticut and VP DISTRIBUTORS LLC located in Hartford, Connecticut.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. James has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Crisfield Bush
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTY; BUSINESS IS NOT INVESTMENT RELATED; 145 NIANTIC RIVER ROAD; NATURE OF BUSINESS: HOUSE RENTAL/LANDLORD; POSITION: OWNER; START DATE 06/2018; 1 HR/MONTH DEVOTED TO BUSINESS. 2. MERMAID COVE PROPERTIES; BUSINESS IS NOT INVESTMENT RELATED; 145 NIANTIC RIVER RD; NATURE OF OTHER BUSINESS: OWN AND RENT REAL ESTATE; POSITION: OWNER/OPERATOR; 5 HRS/WK DEVOTED TO BUSINESS; START DATE: 4/7/18
CRS (Client Relationship Summary) - RIA
Click below to view James C Bush's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2011 - Present
VIRTUS INVESTMENT ADVISERS, LLC
Office #1: One Financial Plaza 26th Floor, Hartford, CT 06103RIA
CRD#: 106982
Hartford, CT
Current
January 3, 2011 - Present
VP DISTRIBUTORS LLC
Office #1: One Financial Plaza, Hartford, CT 06103BD
CRD#: 3036
Hartford, CT
Past
July 29, 2009 - December 21, 2010
MORGAN STANLEY
RIA
CRD#: 149777
HARTFORD, CT
Past
July 29, 2009 - December 21, 2010
MORGAN STANLEY
BD
CRD#: 149777
HARTFORD, CT
Past
September 3, 2008 - June 19, 2009
WADDELL & REED
RIA
CRD#: 866
HAMDEN, CT
Past
July 23, 2008 - June 19, 2009
WADDELL & REED
BD
CRD#: 866
HAMDEN, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VIRTUS INVESTMENT ADVISERS, LLC
PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.
CRD#: 106982 / SEC#: 801-5995
RIA
Registered Investment Advisory firm - (9/17/1969 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/22/2015)
RR
Alaska(8/2/2016)
RR
Arizona(8/2/2016)
RR
Arkansas(8/2/2016)
RR
California(8/2/2016)
RR
Colorado(8/2/2016)
RR
Connecticut(1/3/2011)
IAR
Connecticut(10/7/2011)
RR
Delaware(8/2/2016)
RR
District of Columbia(8/2/2016)
RR
Florida(8/2/2016)
RR
Georgia(7/22/2015)
RR
Hawaii(8/2/2016)
RR
Idaho(8/2/2016)
RR
Illinois(8/2/2016)
RR
Indiana(8/2/2016)
RR
Iowa(8/2/2016)
RR
Kansas(8/2/2016)
RR
Kentucky(8/2/2016)
RR
Louisiana(8/2/2016)
RR
Maine(8/2/2016)
RR
Maryland(8/2/2016)
RR
Massachusetts(8/2/2016)
RR
Michigan(8/2/2016)
RR
Minnesota(8/2/2016)
RR
Mississippi(7/22/2015)
RR
Missouri(8/2/2016)
RR
Montana(8/2/2016)
RR
Nebraska(8/2/2016)
RR
Nevada(8/2/2016)
RR
New Hampshire(8/2/2016)
RR
New Jersey(8/2/2016)
RR
New Mexico(8/2/2016)
RR
New York(8/2/2016)
RR
North Carolina(8/2/2016)
RR
North Dakota(8/2/2016)
RR
Ohio(8/2/2016)
RR
Oklahoma(8/2/2016)
RR
Oregon(8/2/2016)
RR
Pennsylvania(8/2/2016)
RR
Puerto Rico(8/2/2016)
RR
Rhode Island(8/2/2016)
RR
South Carolina(8/2/2016)
RR
South Dakota(8/2/2016)
RR
Tennessee(8/2/2016)
RR
Texas(8/2/2016)
RR
Utah(8/2/2016)
RR
Vermont(8/2/2016)
RR
Virginia(8/2/2016)
RR
Washington(8/2/2016)
RR
West Virginia(8/2/2016)
RR
Wisconsin(8/2/2016)
RR
Wyoming(8/2/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VIRTUS INVESTMENT ADVISERS, LLC
PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.
CRD#: 106982 / SEC#: 801-5995
RIA
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Contact information
Main Address
One Financial Plaza 26th Floor, Hartford, CT 06103
Mailing Address
Phone number
(800) 248-7971
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 53,982,609,839 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
