BW
Brian L. Westerhoff
STRATEGIC ADVISERS LLC
DEMOTTE, IN
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CRD#: 5532393
BW
Professional summary
Brian Lee Westerhoff, who also goes by Brian L Westerhoff, Brian Lee Westerhoff, Brian Westerhoff, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Demotte, Indiana and FIDELITY BROKERAGE SERVICES LLC located in South Bend, Indiana.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Brian has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian L Westerhoff | Brian Lee Westerhoff | Brian Westerhoff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Lee Westerhoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1234 N Eddy St Ste 124, South Bend, IN 46617-1477RIA
CRD#: 104555
DEMOTTE, IN
Current
June 2, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1234 N Eddy St Ste 124, South Bend, IN 46617-1477BD
CRD#: 7784
South Bend, IN
Past
June 8, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ST. LOUIS, MO
Past
March 1, 2019 - May 11, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Chesterfield, MO
Past
February 21, 2019 - May 11, 2020
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Chesterfield, MO
Past
June 19, 2017 - May 10, 2018
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
PHOENIX, AZ
Past
September 17, 2014 - December 9, 2016
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
January 21, 2010 - December 9, 2016
SCOTTRADE, INC.
BD
CRD#: 8206
ST LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2023)
RR
Alaska(4/12/2021)
RR
Arizona(4/12/2021)
RR
Arkansas(4/12/2021)
RR
California(4/12/2021)
RR
Colorado(4/12/2021)
RR
Connecticut(4/12/2021)
RR
Delaware(1/6/2023)
RR
District of Columbia(4/12/2021)
RR
Florida(4/12/2021)
RR
Georgia(4/12/2021)
RR
Hawaii(1/6/2023)
RR
Idaho(1/6/2023)
RR
Illinois(6/2/2020)
RR
Indiana(1/25/2021)
IAR
Indiana(3/31/2025)
RR
Iowa(4/12/2021)
RR
Kansas(4/12/2021)
RR
Kentucky(4/12/2021)
RR
Louisiana(4/12/2021)
RR
Maine(1/6/2023)
RR
Maryland(4/12/2021)
RR
Massachusetts(4/12/2021)
RR
Michigan(4/12/2021)
RR
Minnesota(4/12/2021)
RR
Mississippi(4/12/2021)
RR
Missouri(6/2/2020)
RR
Montana(4/12/2021)
RR
Nebraska(1/6/2023)
RR
Nevada(4/12/2021)
RR
New Hampshire(4/12/2021)
RR
New Jersey(1/25/2021)
RR
New Mexico(4/12/2021)
RR
New York(4/12/2021)
RR
North Carolina(4/12/2021)
RR
North Dakota(1/6/2023)
RR
Ohio(4/13/2021)
RR
Oklahoma(1/6/2023)
RR
Oregon(4/12/2021)
RR
Pennsylvania(4/12/2021)
RR
Puerto Rico(1/6/2023)
RR
Rhode Island(4/12/2021)
RR
South Carolina(4/12/2021)
RR
South Dakota(1/6/2023)
RR
Tennessee(4/12/2021)
RR
Texas(6/2/2020)
IAR
Texas(3/31/2025)
RR
Utah(4/12/2021)
RR
Vermont(1/6/2023)
RR
Virgin Islands(1/6/2023)
RR
Virginia(4/12/2021)
RR
Washington(4/12/2021)
RR
West Virginia(1/6/2023)
RR
Wisconsin(4/12/2021)
RR
Wyoming(1/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
