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TS

Tyler J. Stephens

STEPHENS CONSULTING
Flint, MI 48507
Some features on this profile are disabled
CRD#: 5532190
TS

Professional summary

Tyler Joel Stephens is a registered financial advisor currently at STEPHENS CONSULTING, LLC located in Flint, Michigan.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Tyler has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Independent insurance agent; not investment-related; started 07/2016; approximately 8 hours per month, all during securities trading hours. 2. Lake Fenton High School; not investment-related; 4070 Lahring Rd, Linden MI, 48451; education and recreational sports; lacrosse coach; started 04/2016; approximately 20 hours per month, none during securities trading hours; coach high school lacrosse team.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Joel Stephens's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 1, 2021 - Present

STEPHENS CONSULTING, LLC

Office #1: 5206 Gateway Centre Suite 300, Flint, MI 48507
RIA
CRD#: 308970
Flint, MI
Past

September 4, 2019 - October 11, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
FLINT, MI
Past

September 4, 2019 - October 11, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
FLINT, MI
Past

December 23, 2015 - September 5, 2019

USADVISORS WEALTH MANAGEMENT, LLC

RIA
CRD#: 158108
Fenton, MI
Past

December 16, 2015 - September 4, 2019

SECURITIES AMERICA, INC.

BD
CRD#: 10205
FLINT, MI
Past

May 11, 2015 - December 11, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
FLINT, MI
Past

May 6, 2014 - December 11, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
FLINT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STEPHENS CONSULTING, LLC
PEARL PLANNING | STEPHENS WEALTH MANAGEMENT GROUP | STEPHENS CONSULTING, LLC

CRD#: 308970 / SEC#: 801-122003

RIA
Registered Investment Advisory firm - (7/29/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(10/1/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/20/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/6/2014
General Securities Representative Examination

Current Firm

SC
STEPHENS CONSULTING, LLC
PEARL PLANNING | STEPHENS WEALTH MANAGEMENT GROUP | STEPHENS CONSULTING, LLC

CRD#: 308970 / SEC#: 801-122003

RIA
Registered Investment Advisory firm - (7/29/2021 Approved)
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Contact information

Main Address
5206 Gateway Centre Suite 300, Flint, MI 48507
Mailing Address
Phone number
(810) 732-7411
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/8/2025)

Regulatory assets under management

Total Number of Accounts2,910
AUM (Assets Under Management)$ 1,071,590,093

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEPHENS CONSULTING, LLC

CRD#: 308970Flint, MI 48507

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