Cynthia D. Hale

GLOBAL ATLANTIC DISTRIBUTORS

Wayne, PA 19087

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CRD#: 5531925

Professional summary

Cynthia Denise Hale, who also goes by Cynthia D. Hale, Cynthia Hale Ragan, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Wayne, Pennsylvania.

Cynthia is registered as a RR (Registered Representative) and started their career in finance in 2008. Cynthia has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cynthia D. Hale | Cynthia Hale Ragan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cynthia Denise Hale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2017 - Present

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Office #1: 550 E Swedesford Rd Suite 450, Wayne, PA 19087

CRD#: 8326

Wayne, PA

Past

March 20, 2014 - October 13, 2017

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

DRESHER, PA

Past

July 16, 2008 - May 1, 2013

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(1/4/2024)

Maryland
(2/28/2024)

New Jersey
(1/4/2024)

Pennsylvania
(10/23/2017)

Exams

State Security Law Exam

Series 63

Date: 8/11/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 11/17/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/15/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GLOBAL ATLANTIC DISTRIBUTORS, LLC

FORETHOUGHT DISTRIBUTORS, LLC | PLANCO FINANCIAL SERVICES, LLC | PLANCO FINANCIAL SERVICES, INC. | HARTFORD LIFE DISTRIBUTORS, LLC | GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326 / SEC#: , 8-25027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Mailing Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Phone number

(877) 454-4777

Established

Delaware since 12/15/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GLOBAL ATLANTIC (FIN) COMPANY	OWNER
BICKLER, JASON ALEXANDER	PRESIDENT AND MANAGER	4164884
MOORCROFT, WILLIAM BENJAMIN	CHIEF COMPLIANCE OFFICER	4258952
NELSON, PAULA GENEVIEVE	MANAGER, HEAD OF DISTRIBUTION	2015528
PAULOUSKY, MICHAEL RYAN	TREASURER	7339297
RAMOS, SAMUEL	GENERAL COUNSEL AND SECRETARY	6722343
RIP, OLGA	FINOP AND CHIEF FINANCIAL OFFICER	5440553
RUTHERFORD, KELLY JUNE	SENIOR VICE-PRESIDENT	7282305
SIEGEL, DEAN CYRUS	VICE PRESIDENT	3224832
TODD, ERIC DAVID	MANAGER	2175308
WEISS, DAVID LEE	SENIOR VICE PRESIDENT	2345057

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cynthia D. Hale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cynthia Denise Hale's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/11/2008

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 11/17/2022

SIE

Date: 10/1/2018

Series 6

Date: 7/15/2008

FINRA

Current Firm

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GLOBAL ATLANTIC DISTRIBUTORS, LLC

TRUST BUT VERIFY

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