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David Andrew Noble

WEILD & CO.
BOULDER, CO
·CRD# 5531670·18 years experience

Professional Summary

David Andrew Noble is a registered financial advisor currently at WEILD & CO. located in Boulder, Colorado. David is registered as a RR (Registered Representative) and started their career in finance in 2008. David has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

WEILD & CO.·CRD# 132398
BD
777 29th Street Suite 402, Boulder, CO 80303
April 5, 2022 - Present
FMI CAPITAL ADVISORS, INC.·CRD# 129262
BD
Denver, CO
July 2, 2008 - June 30, 2009

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Current Firm

W&
WEILD & CO.

CMA PARTNERS, LLC | WEILD CAPITAL, LLC | WEILD & CO., LLC | WEILD & CO. | THE NATIONAL RESEARCH STANDARD, INC. | THE NATIONAL RESEARCH STANDARD | THE NATIONAL RESEARCH EXCHANGE | ISSUWORKS CAPITAL, LLC

CRD#: 132398 / SEC#: 8-66593
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

777 29th Street Suite 402, Boulder, CO 80303

Mailing Address

777 29th Street Suite 402, Boulder, CO 80303

Phone Number

(303) 223-9621

Established

New York since 10/22/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEILD & CO., INC.SOLE MEMBER—
ONESTO, RICHARD ERNESTFINOP2453096
WEILD, DAVID IVMEMBER, CHAIRMAN AND CEO1336395
WEILD, DAVID IVCHIEF COMPLIANCE OFFICER, AML PRINCIPAL1336395

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(4/5/2022)
RR
New York
(4/14/2022)
RR
Texas
(5/25/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2022About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed May 2022About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Apr 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2022About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view David Andrew Noble's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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