AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
HT

Hector M. Torres

STOUT CAPITAL
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 5531401
HT
Hector Manuel TorresSTOUT CAPITAL

Professional summary

Hector Manuel Torres is a registered financial professional currently at STOUT CAPITAL, LLC located in Chicago, Illinois.

Hector is registered as a RR (Registered Representative) and started their career in finance in 2008. Hector has worked at 7 firms and has passed the Series 63, SIE, Series 79TO and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hector Manuel Torres's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2026 - Present

STOUT CAPITAL, LLC

Office #1: 225 W. Randolph Street Suite 800, Chicago, IL 60606
BD
CRD#: 127302
CHICAGO, IL
Past

September 15, 2022 - September 3, 2026

DC ADVISORY

BD
CRD#: 129919
CHICAGO, IL
Past

July 6, 2022 - September 13, 2022

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA
Past

December 11, 2020 - August 10, 2022

FOCALPOINT SECURITIES, LLC

BD
CRD#: 133168
CHICAGO, IL
Past

January 28, 2011 - September 18, 2015

VALIDATE CAPITAL MARKETS, LLC

BD
CRD#: 133371
NEW YORK, NY
Past

July 7, 2010 - August 9, 2010

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
BROOKLYN, NY
Past

December 10, 2008 - April 5, 2010

DAK CAPITAL, LLC

BD
CRD#: 145887
ROCHELLE PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(9/9/2026)
RR
New York
(9/9/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/22/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/11/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/8/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STOUT CAPITAL, LLC
STOUT CAPITAL, LLC | STOUT RISIUS ROSS ADVISORS, LLC

CRD#: 127302 / SEC#: , 8-65979

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Loading...

Contact information

Main Address
150 West Second Street Suite 400, Royal Oak, MI 48067
Mailing Address
150 West Second Street Suite 400, Royal Oak, MI 48067
Phone number
(248) 208-8800
Established
Michigan since 05/15/2003
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
STOUT RISIUS ROSS, LLC100% OWNER OF STOUT CAPITAL, LLC
BARRESE, PAUL JOSEPHCHIEF COMPLIANCE OFFICER5131266
MANNING, KEVIN SCEO & PRESIDENT4700945
THIES, RYAN DAVIDFINOP5766932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STOUT CAPITAL, LLC

CRD#: 127302Chicago, IL 60606

TRUST BUT VERIFY

Monitor Hector Torres

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
CHICAGO, IL
Jaime Rafael Villalobos
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
CHICAGO, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.