Michael Leventhal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Leventhal was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2008. Michael had worked at 4 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2021 - November 21, 2023
OTA LLC
January 8, 2015 - November 9, 2018
D.E. SHAW SECURITIES, L.L.C.
January 19, 2012 - November 19, 2014
INTEGRAL DERIVATIVES, LLC
June 30, 2011 - August 15, 2011
INTEGRAL DERIVATIVES, LLC
May 5, 2010 - August 23, 2010
INTEGRAL DERIVATIVES, LLC
May 1, 2009 - August 21, 2009
INTEGRAL DERIVATIVES, LLC
May 13, 2008 - August 12, 2008
STR SPECIALISTS L.L.C.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 3/12/2021
Securities Trader ExamCurrent Firm
OTA LLC
CRD#: 25816 / SEC#: , 8-43168
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
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