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Ira Mark Leventhal

CRD# 827983·Registered 1976 - 2010
Previously Registered: Being a previously registered professional could mean that Ira is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ira Mark Leventhal was a registered financial advisor. Ira was a previously registered financial professional and started their career in finance 1976 - 2010. Ira had worked at 7 firms and has passed the Series 42, Series 57TO, SIE, Series 55, Series 41, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

INTEGRAL DERIVATIVES, LLC·CRD# 149087
BD
New York, NY
July 29, 2009 - June 18, 2010
BATTERY ADVISORS LLC·CRD# 126885
RIA
San Francisco, CA
June 24, 2003 - August 20, 2007
OPTIONS TRADING ASSOCIATES LLC·CRD# 29446
BD
Purchase, NY
May 14, 1992 - March 1, 2007
OTA LLC·CRD# 25816
BD
Purchase, NY
October 8, 1990 - November 21, 2023
OCWEN TRADING, INC.·CRD# 13693
BD
August 2, 1983 - October 8, 1990
WALSH, GREENWOOD & CO.·CRD# 8068
BD
April 1, 1980 - March 2, 1982
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
September 22, 1976 - December 15, 1979

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Current Firm

ID
INTEGRAL DERIVATIVES, LLC

INTEGRAL DERIVATIVES, LLC

CRD#: 149087 / SEC#: 8-68102
BD
Terminated by SEC on 11/13/2018

Contact Information

Established

New York since 10/06/2008

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRAL CAPITAL, LLCOWNER—
FALLON, WILLIAM DAMIENMEMBER1391591
MCKNIGHT, KEVIN ROBERTEXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER4722469

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 42 — Registered Options Representative Examination

Passed Jan 2023

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 1999

Series 41 — NYSE Allied Member Examination

Passed Nov 1984

Series 7 — General Securities Representative Examination

Passed Sep 1976About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1990About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1978About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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