Julio Gonzalez
STRATEGIC ADVISERS LLC | Financial Consultant
LA HABRA, CA
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CRD#: 5529549
Professional summary
Julio Gonzalez, CFP®, who also goes by Julio V Gonzalez, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in La Habra, California and FIDELITY BROKERAGE SERVICES LLC located in Pasadena, California.
Julio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Julio has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
As your Financial Consultant, I will partner with you to understand your short- and long-term goals and to help you build a financial plan that is customized to meet your unique needs. Forming strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency.
Question & Answer
What are your service offerings?
Investment Planning
Employee and Employer Plan Ben...
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Julio V Gonzalez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Julio Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Education
San Diego State University
Bachelor of Business Administration - Financial Services
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 123-127 South Lake Ave., Pasadena, CA 91101Office #3: 155 N Lake Avenue, Pasadena, CA 91101RIA
CRD#: 104555
LA HABRA, CA
Current
April 14, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 123-127 South Lake Ave., Pasadena, CA 91101Office #2: 155 N Lake Avenue, Pasadena, CA 91101BD
CRD#: 7784
Pasadena, CA
Past
May 4, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PASADENA, CA
Past
February 14, 2012 - March 16, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BREA, CA
Past
February 14, 2012 - March 16, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BREA, CA
Past
July 6, 2009 - January 4, 2011
EDWARD JONES
RIA
CRD#: 250
SAN DIEGO, CA
Past
May 7, 2009 - January 4, 2011
EDWARD JONES
BD
CRD#: 250
SAN DIEGO, CA
Past
June 27, 2008 - August 12, 2008
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/14/2022)
RR
California(4/14/2022)
IAR
California(3/31/2025)
RR
Colorado(11/10/2022)
RR
Florida(3/2/2024)
RR
Hawaii(6/20/2022)
RR
Illinois(6/16/2025)
RR
Maryland(4/4/2023)
RR
Massachusetts(5/19/2023)
RR
Minnesota(8/5/2025)
RR
Mississippi(6/20/2022)
RR
Missouri(3/25/2023)
RR
Montana(9/9/2022)
RR
Nevada(4/14/2022)
RR
New Mexico(3/25/2023)
RR
New York(5/19/2023)
RR
North Carolina(9/9/2022)
RR
Ohio(5/5/2024)
RR
Oregon(9/29/2023)
RR
Tennessee(5/15/2023)
RR
Texas(8/24/2022)
IAR
Texas(3/31/2025)
RR
Virginia(4/23/2025)
RR
Washington(3/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
