Adam M. Goyer

LOTUS OAK CAPITAL INSTITUTE

BURBANK, CA

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CRD#: 5529343

Professional summary

Adam Michael Goyer is a registered financial advisor currently at LOTUS OAK CAPITAL INSTITUTE located in Burbank, California.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Adam has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, Series 79TO, SIE, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Goyer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2025 - Present

LOTUS OAK CAPITAL INSTITUTE

RIA

CRD#: 339053

BURBANK, CA

Past

September 25, 2024 - March 24, 2025

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Los Angeles, CA

Past

September 4, 2024 - March 24, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

Los Angeles, CA

Past

July 5, 2024 - August 14, 2024

NYLIFE SECURITIES LLC

CRD#: 5167

GLENDALE, CA

Past

November 20, 2020 - December 22, 2020

GT SECURITIES, INC.

CRD#: 116012

LOS ANGELES, CA

Past

May 2, 2019 - October 23, 2019

EXEMPLAR CAPITAL, LLC

CRD#: 155786

BOSTON, MA

Past

July 7, 2017 - November 12, 2018

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 288442

IRVINE, CA

Past

June 3, 2016 - August 3, 2016

HOLLY STREET WEALTH ADVISORS

RIA

CRD#: 167343

Pasadena, CA

Past

April 14, 2016 - October 7, 2018

BOUSTEAD SECURITIES, LLC

CRD#: 141391

IRVINE, CA

Past

February 14, 2014 - July 10, 2014

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

NEW YORK, NY

Past

February 10, 2014 - July 10, 2014

COINBASE CAPITAL MARKETS CORP

RIA

CRD#: 10722

SAN DIEGO, CA

Past

October 24, 2013 - March 1, 2016

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

SANTA BARBARA, CA

Past

April 3, 2013 - May 8, 2013

NEW ENGLAND SECURITIES

RIA

CRD#: 615

PASADENA, CA

Past

February 28, 2012 - May 8, 2013

NEW ENGLAND SECURITIES

CRD#: 615

PASADENA, CA

Past

June 9, 2008 - December 7, 2011

PARSONEX SECURITIES, INC.

CRD#: 144412

ORANGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/5/2024

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 11/20/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/6/2008

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/15/2025

General Securities Principal Examination

Current Firm

LOTUS OAK CAPITAL INSTITUTE

CRD#: 339053 / SEC#:

California

Registered Investment Advisory firm - (12/22/2025 Approved)

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Contact information

Main Address

Burbank, CA

Mailing Address

Phone number

(310) 405-5699

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 5,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adam M. Goyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Goyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

GT SECURITIES, INC.

EXEMPLAR CAPITAL, LLC

SUTTER CAPITAL PARTNERS, LLC

HOLLY STREET WEALTH ADVISORS

BOUSTEAD SECURITIES, LLC

COINBASE CAPITAL MARKETS CORP

COINBASE CAPITAL MARKETS CORP

PARTNERVEST ADVISORY SERVICES LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

PARSONEX SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2024

Series 63

Date: 7/15/2024

Series 7TO

Date: 7/5/2024

Series 79TO

Date: 11/20/2020

SIE

Date: 10/1/2018

Series 6

Date: 6/6/2008

Series 24

Date: 1/15/2025

Current Firm

LOTUS OAK CAPITAL INSTITUTE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LOTUS OAK CAPITAL INSTITUTE

TRUST BUT VERIFY

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