Mario Zumbo

PRESERVE PRIVATE WEALTH

Bethesda, MD 20814

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CRD#: 5529270

Professional summary

Mario Zumbo, CFP®, who also goes by Mario Andrew Zumbo, Mario Zumbo, is a registered financial advisor currently at PRESERVE PRIVATE WEALTH, LLC located in Bethesda, Maryland.

Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mario has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mario Andrew Zumbo | Mario Zumbo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Owner of residential real estate rental properties in Maryland. Organization's primary address is in Kensington, MD. Organization is not primarily engaged in investment-related activities. Start Date is July 8th, 2022. One hour per month. Duties include making decisions for the properties. 2. Owner of residential real estate rental properties in Maryland. Organization's primary address is in Kensington, MD. Organization is not primarily engaged in investment-related activities. Start Date is August 26th, 2022. One hour per month. Duties include making decisions for the properties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Zumbo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 9, 2023 - Present

PRESERVE PRIVATE WEALTH, LLC

Office #1: 4500 East West Highway Suite 150, Bethesda, MD 20814

RIA

CRD#: 324362

Bethesda, MD

Past

January 12, 2018 - March 2, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

BETHESDA, MD

Past

January 10, 2017 - November 21, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BETHESDA, MD

Past

January 9, 2017 - November 20, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BETHESDA, MD

Past

August 24, 2015 - January 5, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WASHINGTON, DC

Past

August 14, 2015 - January 5, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(8/22/2024)

IAR

Maryland
(2/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/2015

General Securities Representative Examination

Current Firm

PRESERVE PRIVATE WEALTH, LLC

CRD#: 324362 / SEC#:

District of Columbia

Registered Investment Advisory firm - (8/14/2024 Approved)

Maryland

Registered Investment Advisory firm - (2/9/2023 Approved)

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Contact information

Main Address

4500 East West Highway Suite 150, Bethesda, MD 20814

Mailing Address

Phone number

(240) 941-3677

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 68,586,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mario Zumbo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Zumbo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRESERVE PRIVATE WEALTH, LLC

UNITED CAPITAL FINANCIAL ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2014

Series 63

Date: 12/7/2013

SIE

Date: 11/20/2017

Series 7

Date: 8/24/2015

Current Firm

PRESERVE PRIVATE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRESERVE PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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