Sean T. Cooney

COONEY FINANCIAL ADVISORS

Saratoga Springs, NY 12866

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CRD#: 5529233

Professional summary

Sean Thomas Cooney is a registered financial advisor currently at COONEY FINANCIAL ADVISORS INC located in Saratoga Springs, New York.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Sean has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Thomas Cooney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2014 - Present

COONEY FINANCIAL ADVISORS INC

Office #1: 63 Putnam St Suite 202, Saratoga Springs, NY 12866

RIA

CRD#: 123075

Saratoga Springs, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/28/2014)

IAR

New York
(8/24/2021)

IAR

Pennsylvania
(10/10/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2014

Uniform Investment Adviser Law Examination

Current Firm

COONEY FINANCIAL ADVISORS INC

COONEY & ASSOCIATES INC | COONEY FINANCIAL ADVISORS INC

CRD#: 123075 / SEC#:

New Jersey

Registered Investment Advisory firm - (4/9/1987 Approved)

New York

Registered Investment Advisory firm - (10/25/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/23/1990 Approved)

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Contact information

Main Address

1 Eves Drive Suite 111, Marlton, NJ 08053-3129

Mailing Address

Phone number

(856) 988-0688

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 43,713,692

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean T. Cooney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Thomas Cooney's CRS (Customer Relationship Summary).

Certified licenses

Experience

COONEY FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2014

Current Firm

COONEY FINANCIAL ADVISORS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COONEY FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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