Andrew M. Otto
KESTRA ADVISORY SERVICES
Camp Hill, PA 17011
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CRD#: 5529204
Professional summary
Andrew Mcmichael Otto, CFP®, who also goes by Andrew M Otto, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Camp Hill, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Lemoyne, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew M Otto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: New Hope Ministries Inv Rel: No Address: 99 W. Church Street Dillsburg PA 17019 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POS: Member of Development Committee; Member of Finance & Administration Committee; Member of the Board of Directors Start Date: 7/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Review and approve financial data; Make recommendations to management; Discuss fundraising goals and activities; Business Name: Estate Planning Council of Central PA Inv Rel: No Address: 1131 Sandpiper Court Mechanicsburg PA 17050 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POS: Member of the Board of Directors Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Membership and Program Development; Review and approval of financials; Strategy and organizational direction Business Name: ANDREW M. OTTO POS: Expert witness NOB: Legal/Attorney/Trustee/Executor INV REL: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2021 ADDRESS: 1027 Mumm Road, Lemoyne PA 17043 DESC: I will be expected to review attorney-prepared court filings and study the standards of professional conduct in investment services such that I could describe them clearly and succinctly. I'll be expected to apply the standards of professional conduct to the facts and circumstances presented in the court filings. I'll be expected to travel to the site of the hearing and listen attentively to all other testimony presented at the arbitration. I may be asked to undergo either a deposition with the attorney for the defense (this is uncommon) or a preparation meeting with the attorney for the prosecution. Business Name: KESTRA ADVISORY SERVICES, LLC POS: Wealth Manager / Financial Planner NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 12/02/2019 ADDRESS: 5707 Southwest Parkway,, Building 2, Austin TX 78735 DESCRIPTION: Meeting with clients, preparing plans for clients Business Name: BODEN WEALTH POSITION: Director Trust and Fiduciary Services NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/01/2024 ADDRESS: 1027 Mumma Road, Lemoyne PA 17043 DESCRIPTION: Establish client relationships; Understand client needs and goals; Gather client data; Analyze and evaluate client data; Develop goal-based financial plans; Make recommendations; Implement recommendations; Monitor financial plans.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Mcmichael Otto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
January 9, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1200 Camp Hill Bypass Suite 203, Camp Hill, PA 17011RIA
CRD#: 283330
Camp Hill, PA
Current
January 13, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1027 Mumma Road, Lemoyne, PA 17043BD
CRD#: 42046
Lemoyne, PA
Past
November 12, 2015 - May 24, 2018
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CAMP HILL, PA
Past
September 3, 2013 - May 24, 2018
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
CAMP HILL, PA
Past
May 10, 2012 - September 6, 2013
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
CARLISLE, PA
Past
May 23, 2008 - April 10, 2012
M&T SECURITIES, INC.
BD
CRD#: 17358
YORK, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/26/2022)
RR
District of Columbia(5/16/2022)
RR
Florida(7/21/2023)
RR
Indiana(2/22/2022)
RR
Maryland(6/28/2022)
RR
Massachusetts(7/7/2021)
RR
Minnesota(6/3/2021)
RR
North Carolina(7/17/2023)
IAR
Pennsylvania(1/9/2020)
RR
Pennsylvania(1/13/2020)
RR
South Carolina(1/16/2025)
RR
Virginia(2/22/2022)
RR
Wyoming(8/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Camp Hill, PA 17011TRUST BUT VERIFY
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