TA
Timothy W. Alvarado
ON INVESTMENT MANAGEMENT CO
LEES SUMMIT, MO 64063
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CRD#: 5528193
TA
Professional summary
Timothy William Alvarado, who also goes by Tim William Alvarado, Tim Alvarado, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Lees Summit, Missouri and THE O.N. EQUITY SALES COMPANY located in Lee's Summit, Missouri.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim William Alvarado | Tim Alvarado
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)EMPLOYEE BENEFIT PROFESSIONALS (EBP); NOT INVESTMENT RELATED; 12900 METCALF AVE OVERLAND PARK KANSAS 66213; NON-VARIABLE INSURANCE SALES (HEALTH, FIXED LIFE, DENTAL, VISION, FIXED ANNUITIES, DISABILITY); AGENT; 10/2010-PRESENT; 5 HOURS/MONTH; 0 HOURS/TRADING; SALE/SERVICE OF GROUP INSURANCE PRODUCTS: LIFE, DISABILITY, INCOME, KTC AND HEALTH 2) SUMMIT POINTE CONSULTINGL NOT INVESTMENT RELATED; 2641 NE MCBAINE DRIVE LEE'S SUMMIT MO 64064; SELLING OF OTHER LIFE, DISABILITY, LONG TERM CARE AND HEALTH INSURANCE; PRODUCER; 10/01/2009; 10 HOURS PER MONTH; SALE/SERVICE OF INDIVIDUAL NON-REGISTERED INSURANCE PRODUCTS: LIFE, DISABILITY, INCOME, LTC , HEALTH
CRS (Client Relationship Summary) - RIA
Click below to view Timothy William Alvarado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2014 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 608 Sw Third Street, Lees Summit, MO 64063RIA
CRD#: 105662
LEES SUMMIT, MO
Current
November 28, 2014 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 2641 Ne Mcbaine Drive, Lee's Summit, MO 64064BD
CRD#: 2936
Lee's Summit, MO
Past
May 14, 2012 - December 8, 2014
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
LEES SUMMIT, MO
Past
October 14, 2009 - December 8, 2014
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
LEES SUMMIT, MO
Past
July 9, 2008 - October 1, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2022)
IAR
Alabama(1/8/2024)
RR
Alaska(3/10/2022)
RR
Arizona(2/18/2020)
IAR
Arizona(2/20/2020)
RR
Arkansas(1/25/2021)
IAR
Arkansas(1/27/2021)
RR
California(3/10/2022)
IAR
California(7/20/2023)
RR
Colorado(11/28/2014)
IAR
Colorado(12/1/2014)
RR
District of Columbia(5/7/2024)
IAR
District of Columbia(6/20/2024)
RR
Florida(2/16/2015)
IAR
Florida(3/9/2015)
RR
Georgia(10/26/2021)
IAR
Georgia(11/4/2021)
RR
Illinois(4/5/2018)
IAR
Illinois(4/5/2018)
IAR
Iowa(6/23/2021)
RR
Iowa(7/8/2021)
RR
Kansas(11/28/2014)
IAR
Kansas(12/9/2014)
RR
Louisiana(2/13/2023)
IAR
Louisiana(6/2/2023)
RR
Maryland(3/10/2022)
RR
Michigan(9/19/2016)
RR
Missouri(11/28/2014)
IAR
Missouri(12/9/2014)
RR
Montana(9/8/2016)
IAR
Montana(9/9/2016)
RR
New Mexico(3/10/2022)
RR
New York(3/10/2022)
RR
North Carolina(2/18/2020)
IAR
North Carolina(2/21/2020)
RR
Ohio(3/10/2022)
IAR
Ohio(1/3/2024)
RR
Oklahoma(9/12/2016)
IAR
Oklahoma(9/12/2016)
RR
Oregon(3/10/2022)
IAR
Oregon(1/15/2025)
RR
Pennsylvania(9/17/2018)
RR
Tennessee(3/10/2022)
RR
Texas(1/3/2018)
IAR
Texas(1/9/2018)
RR
Utah(3/10/2022)
RR
Virginia(3/10/2022)
IAR
Virginia(3/9/2024)
IAR
Washington(8/16/2022)
RR
Washington(2/13/2023)
RR
Wisconsin(3/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Lees Summit, MO 64063TRUST BUT VERIFY
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