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JJ

James R. Jackson

NAVY FEDERAL INVESTMENT SERVICES
San Diego, CA
Some features on this profile are disabled
CRD#: 5527801
JJ

Professional summary

James R Jackson, who also goes by James Ronald Jackson, James Jackson, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in San Diego, California.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. James has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Ronald Jackson | James Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)REVIVAL TIME CHURCH OF GOD IN CHRIST- CHURCH CHOIR MUSICIAN- BASS GUITAR PLAYER- RECIEVE COMPENSATION WEEKLEY, 12 HRS DEVOTED MONTHLY TO ACTIVITY DURING NON-TRADE HOURS, 0 HRS DEVOTED DURING TRADE HOURS 2)ROTARY CLUB OF SOUTHEAST SAN DIEGO- ROTARY CLUB MEMBER- NO COMPENSATION, 4 HRS DEVOTED MONTHLY TO ACTIVITY DURING NON-TRADE HOURS, 0 HRS DEVOTED DURING TRADE HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James R Jackson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view James R Jackson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2025 - Present

NAVY FEDERAL INVESTMENT SERVICES, LLC

Office #2: 9999 Willow Creek Road, San Diego, CA 92131
RIA
BD
CRD#: 138459
San Diego, CA
Current

June 9, 2025 - Present

NAVY FEDERAL INVESTMENT SERVICES, LLC

Office #1: 9999 Willow Creek Road, San Diego, CA 92131
RIA
BD
CRD#: 138459
San Diego, CA
Past

January 6, 2025 - May 12, 2025

W&S BROKERAGE SERVICES, INC.

RIA
CRD#: 8099
San Diego, CA
Past

April 18, 2017 - May 12, 2025

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
San Diego, CA
Past

April 1, 2014 - January 23, 2017

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
SAN DIEGO, CA
Past

June 11, 2008 - September 4, 2013

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC

CRD#: 138459 / SEC#: 801-68067, 8-67161

RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/9/2025)
IAR
California
(6/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/6/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/29/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/6/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/10/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC

CRD#: 138459 / SEC#: 801-68067, 8-67161

RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

NFIS 2A DISCLOSURE BROCHURE (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
NAVY FEDERAL FINANCIAL GROUPOWNER
ROSSON, TIMOTHY DAVIDFINOP / PRINCIPAL FINANACIAL OFFICER7152744
WEISBERG, STEVEN LESLIECHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK & OPERATIONS6268061
YOUNG, DIANECHIEF OPERATING OFFICER3098010

Regulatory assets under management

Total Number of Accounts7,472
AUM (Assets Under Management)$ 1,713,608,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAVY FEDERAL INVESTMENT SERVICES, LLC

CRD#: 138459San Diego, CA

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