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AS

Angela M. Sanders

CETERA INVESTMENT ADVISERS LLC
HUNTSVILLE, AL 35801
Some features on this profile are disabled
CRD#: 5527315
AS

Professional summary

Angela Marie Sanders, who also goes by Angie Marie Mcminn, Angie Marie Sanders, Angie Sanders, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Huntsville, Alabama and CETERA INVESTMENT SERVICES LLC located in Huntsville, Alabama.

Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Angela has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Angie Marie Mcminn | Angie Marie Sanders | Angie Sanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angela Marie Sanders's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 508 Madison Street, Huntsville, AL 35801
RIA
CRD#: 105644
HUNTSVILLE, AL
Current

March 23, 2020 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 508 Madison Street, Huntsville, AL 35801
BD
CRD#: 15340
Huntsville, AL
Past

June 16, 2017 - March 23, 2020

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
Madison, AL
Past

June 13, 2017 - March 23, 2020

BBVA SECURITIES INC.

BD
CRD#: 27060
MADISON, AL
Past

February 10, 2016 - June 6, 2017

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Huntsville, AL
Past

February 10, 2016 - June 6, 2017

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Athens, AL
Past

November 9, 2012 - February 25, 2014

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
HUNTSVILLE, AL
Past

November 9, 2012 - February 25, 2014

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
HUNTSVILLE, AL
Past

April 16, 2012 - October 31, 2012

COUNTRY CAPITAL MANAGEMENT COMPANY

BD
CRD#: 12060
HUNTSVILLE, AL
Past

September 21, 2011 - April 9, 2012

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
DECATUR, AL
Past

October 4, 2010 - August 26, 2011

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA
CRD#: 44430
RALEIGH, NC
Past

October 1, 2010 - August 26, 2011

FIRST CITIZENS INVESTOR SERVICES, INC.

BD
CRD#: 44430
RALEIGH, NC
Past

July 15, 2008 - July 22, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
HUNTSVILLE, AL
Past

June 16, 2008 - July 22, 2010

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
HUNTSVILLE, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/23/2020)
IAR
Alabama
(3/23/2020)
RR
Florida
(3/15/2022)
RR
Georgia
(2/8/2021)
RR
Illinois
(3/4/2025)
RR
Maryland
(5/1/2020)
RR
Michigan
(5/1/2020)
RR
Missouri
(5/1/2020)
RR
New York
(8/22/2022)
RR
North Dakota
(11/22/2021)
RR
Pennsylvania
(7/1/2020)
RR
Tennessee
(5/1/2020)
RR
Texas
(5/1/2020)
IAR
Texas
(1/24/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/12/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/26/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/14/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Huntsville, AL 35801

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